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Value Partners Group stake acquisition惠理集团股权收购
1 · 2024-01-04
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GF Securities became the largest shareholder of Value Partners Group through its Hong Kong subsidiary.广发证券通过香港子公司成为惠理集团第一大股东。
2024-01-04GF Securities' wholly-owned subsidiary GF Holdings (Hong Kong) completed the acquisition of 366 million shares (20.04% stake) of Value Partners Group, becoming its single largest shareholder.广发证券全资子公司广发控股（香港）完成收购惠理集团3.66亿股（20.04%股权），成为其单一最大股东。
BSE market-making qualification北交所做市资格
1 · 2024-01-14
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GF Securities passed the BSE market-making evaluation and prepared to apply for qualification.广发证券通过北交所做市评估并准备申请资格。
2024-01-14GF Securities passed the Beijing Stock Exchange (BSE) market-making evaluation test and is preparing to submit a qualification application to the CSRC.广发证券通过北交所做市商评估测试，正在筹备向证监会提交资质核准申请。
Margin rule change融资融券规则调整
1 · 2024-01-15
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GF Securities banned using margin-bought securities to repay short-selling liabilities.广发证券禁止使用融资买入证券偿还融券负债。
2024-01-15GF Securities banned the use of margin-bought securities to repay short-selling liabilities, effective January 15, 2024, to strengthen risk management.广发证券自2024年1月15日起禁止融资买入证券用于偿还融券负债，以加强风险管理和防范两融业务风险。
Software copyright registrations软件著作权登记
4 · 2024-01-17 → 2025-11-01
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GF Securities registered multiple software copyrights for enterprise systems and Xinchuang platforms.广发证券登记多项企业系统和信创平台软件著作权。
2024-01-17GF Securities registered a new software copyright for 'GF Securities Enterprise Financial Model and Valuation System V1.0'.广发证券新注册《广发证券企业财务模型与估值系统V1.0》软件著作权。
2024-04-05GF Securities registered a new software copyright 'GF Securities Full-Stack Xinchuang DevOps Management System V2.20.2'.广发证券新注册了《广发证券全栈信创DevOps管理系统V2.20.2》软件著作权。
2025-10-03GF Securities registered a new software copyright for 'GF Securities Enterprise-Level Customer Information Management Xinchuang System V1.0'.广发证券新注册《广发证券企业级客户信息管理信创系统V1.0》软件著作权。
2025-11-01GF Securities registered a new software copyright for 'GF Securities Business Materials Intelligent Review Xinchuang System V1.0'.广发证券新注册了《广发证券业务材料智能审核信创系统V1.0》软件著作权。
Hong Kong tokenized securities香港代币化证券
1 · 2024-01-18
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GF Securities (Hong Kong) issued the first Hong Kong-law tokenized securities on a public blockchain.广发证券（香港）在公链上发行首只香港法律代币化证券。
2024-01-18GF Securities (Hong Kong) issued the first Hong Kong-law tokenized securities on a public blockchain, becoming the first Chinese brokerage to mint, issue, and distribute self-created financial assets on a public chain.广发证券（香港）在香港发行首单适用香港法的代币化证券，成为首家在公链上完成自主创设金融资产铸币、发行、分销的中资券商。
Corporate & perpetual bond issuances公司债及永续债发行
123 · 2024-01-19 → 2026-06-25
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GF Securities issued multiple tranches of corporate bonds, perpetual subordinated bonds, and short-term bonds throughout 2024-2026.广发证券在2024-2026年间多次发行公司债、永续次级债和短期公司债。
2024-01-19GF Securities completed the issuance of its 2024 first tranche corporate bonds (for professional investors): Tranche 1 (3Y, RMB 2.6bn, 2.75%), Tranche 2 (5Y, RMB 2.0bn, 2.93%), Tranche 3 (10Y, RMB 1.4bn, 3.07%).广发证券完成2024年面向专业投资者公开发行公司债券（第一期）：品种一（3年期26亿元，票面利率2.75%）、品种二（5年期20亿元，票面利率2.93%）、品种三（10年期14亿元，票面利率3.07%）。
2024-01-26GF Securities announced the issuance of its 2024 first tranche perpetual subordinated bonds (for professional investors) with a planned size of up to RMB 3 billion.广发证券公告发行2024年面向专业投资者公开发行永续次级债券（第一期），计划发行规模不超过30亿元。
2024-02-21GF Securities issued 2024 corporate bond (second tranche) for professional investors, with total registered amount up to 20 billion yuan; this tranche up to 3 billion yuan, in 3-year and 5-year tenors, proceeds to repay maturing debt.广发证券发布2024年面向专业投资者公开发行公司债券（第二期）发行公告，注册额度不超过200亿元，本期发行不超过30亿元，期限3年和5年，募集资金用于偿还到期债务。
2024-02-22GF Securities finalized coupon rates for its 2024 second-tranche corporate bonds: 3-year tranche (24 Guangfa 04) at 2.56%, 5-year tranche (24 Guangfa 05) at 2.70%.广发证券2024年公司债券（第二期）票面利率确定：品种一（24广发04）3年期2.56%，品种二（24广发05）5年期2.70%。
2024-02-26GF Securities completed the 2024 second-tranche corporate bond issuance: 3-year tranche 1.7 billion yuan at 2.56% (subscription ratio 2.99x), 5-year tranche 1.3 billion yuan at 2.70% (subscription ratio 3.07x); Minsheng Bank (affiliate of lead underwriter Haitong Securities) subscribed 510 million yuan.广发证券完成2024年公司债券（第二期）发行：品种一17亿元（2.56%，认购倍数2.99倍），品种二13亿元（2.70%，认购倍数3.07倍）；主承销商海通证券关联方民生银行认购5.1亿元。
2024-03-06GF Securities issues 2024 first tranche short-term corporate bonds (24 Guangfa D1) up to RMB 4 billion, 95-day tenor, rated A-1, proceeds for debt repayment.广发证券发行2024年第一期短期公司债券（24广发D1），规模不超过40亿元，期限95天，评级A-1，募集资金用于偿还到期债务。
2024-03-11GF Securities' short-term bond (24 Guangfa D1) final issuance size RMB 4 billion, coupon rate 2.12%, subscription ratio 2.54x; Ping An Securities' affiliate Jianxin Fund subscribed RMB 400 million.广发证券短期公司债券（24广发D1）最终发行规模40亿元，票面利率2.12%，认购倍数2.54倍；平安证券关联方建信基金认购4亿元。
2024-04-19GF Securities issued the third tranche of 2024 corporate bonds to professional investors (24 Guangfa 06) with a scale of up to 2.9 billion yuan, coupon rate 2.30%, maturity 3 years.广发证券发行2024年面向专业投资者公司债券（第三期）（24广发06），规模不超过29亿元，票面利率2.30%，期限3年。
2024-04-24GF Securities issued the second tranche of 2024 short-term corporate bonds to professional investors (24 Guangfa D2) with a scale of up to 6 billion yuan, 1-year tenor, coupon rate 1.90%.广发证券发行2024年面向专业投资者短期公司债券（第二期）（24广发D2），规模不超过60亿元，期限1年，票面利率1.90%。
2024-04-26GF Securities' 2024 corporate bond (third tranche) '24 Guangfa 06' will be listed on the Shenzhen Stock Exchange from April 29, 2024, with a coupon rate of 2.30%.广发证券2024年公司债券（第三期）“24广发06”将于2024年4月29日起在深交所上市，票面年利率2.30%。
2024-05-23GF Securities' RMB 20 billion small public bond project for professional investors was approved by the Shenzhen Stock Exchange, with proceeds to repay debt and supplement working capital.广发证券200亿元小公募债项目获深交所审核通过，募集资金用于偿还债务和补充流动资金。
2024-05-27GF Securities issued the third tranche of 2024 short-term corporate bonds for professional investors, with a size of up to RMB 2.3 billion, 91-day tenor, and a coupon rate of 1.90%.广发证券发行2024年第三期短期公司债券，规模不超过23亿元，期限91天，票面利率1.90%。
2024-06-19GF Securities announces issuance of 2024 short-term corporate bond (4th tranche) '24 GF D6', up to 4 billion yuan, 204-day tenor, for repaying maturing debt.广发证券公告发行2024年短期公司债券（第四期）“24广发D6”，规模不超过40亿元，期限204天，用于偿还到期债务。
2024-06-20GF Securities extends book-building end time for '24 GF D6' bond from 17:00 to 19:00 due to market conditions.广发证券因市场情况将“24广发D6”债券簿记建档结束时间从17:00延长至19:00。
2024-06-20GF Securities sets coupon rate for '24 GF D6' bond at 1.98% after book-building.广发证券确定“24广发D6”债券票面利率为1.98%。
2024-06-24GF Securities completes issuance of '24 GF D6' bond: final size 4 billion yuan, coupon 1.98%, subscription ratio 3.22x; Haitong Securities, Ping An Securities affiliates participate.广发证券完成“24广发D6”债券发行：最终规模40亿元，票面利率1.98%，认购倍数3.22倍；海通证券、平安证券关联方参与认购。
2024-07-02GF Securities issued the fourth tranche of short-term corporate bonds (24 GF D6) to professional investors, with a total amount of 4 billion yuan, a term of 204 days, and a coupon rate of 1.98%, listed on Shenzhen Stock Exchange.广发证券面向专业投资者发行第四期短期公司债券（24广发D6），总额40亿元，期限204天，票面利率1.98%，在深交所上市。
2024-07-09GF Securities received CSRC approval to publicly issue corporate bonds to professional investors with a total face value of up to 20 billion yuan, valid for 24 months.广发证券获得证监会批复，同意向专业投资者公开发行面值总额不超过200亿元的公司债券，注册有效期为24个月。
2024-07-17GF Securities issued the second tranche of non-public short-term corporate bonds (24 GF D7) to professional investors, with a total amount of 3 billion yuan, a coupon rate of 1.99%, and a term of 231 days, listed on Shenzhen Stock Exchange.广发证券面向专业投资者非公开发行第二期短期公司债券（24广发D7），总额30亿元，票面利率1.99%，期限231天，在深交所挂牌。
2024-07-26GF Securities issued the third tranche of non-public short-term corporate bonds (24 GF D8) to professional investors, with a total amount of 3 billion yuan, a coupon rate of 1.95%, and a term of 231 days.广发证券面向专业投资者非公开发行第三期短期公司债券（24广发D8），总额30亿元，票面利率1.95%，期限231天。
2024-08-01GF Securities issued the third tranche of 2024 non-public short-term corporate bonds to professional investors, with a total issuance of 3 billion yuan, coupon rate 1.95%, and a term of 230 days, listed on the Shenzhen Stock Exchange.广发证券面向专业投资者非公开发行2024年第三期短期公司债券，发行总额30亿元，票面利率1.95%，期限230天，在深交所上市。
2024-09-04GF Securities and its subsidiaries plan to issue USD-denominated senior unsecured floating rate notes (Reg S) via GF Financial Holdings BVI Ltd., guaranteed by GF Securities, with expected issue rating BBB (S&P).广发证券及子公司拟通过GF Financial Holdings BVI Ltd.发行Reg S、以美元计价的高级无抵押浮动利率债券，由广发证券提供担保，预期发行评级为BBB（标普）。
2024-09-18GF Securities received CSRC approval to issue subordinated corporate bonds to professional investors with a total face value not exceeding 20 billion yuan, valid for 24 months.广发证券收到中国证监会批复，同意向专业投资者公开发行面值总额不超过200亿元次级公司债券，该批复24个月内有效。
2024-09-26GF Securities issued the fifth tranche of short-term corporate bonds (2024) to professional investors: Tranche 1 (35 billion yuan, 117-day, coupon 1.84%) and Tranche 2 (unspecified size, 152-day).广发证券完成2024年面向专业投资者公开发行短期公司债券（第五期）发行：品种一发行规模35亿元，期限117天，票面利率1.84%；品种二期限152天。
2024-10-10GF Securities issued the 5th tranche of short-term corporate bonds (24 Guangfa D9) to professional investors, with a face value of 100 yuan per unit, a term of 117 days, maturing on February 26, 2025, listed on Shenzhen Stock Exchange.广发证券面向专业投资者公开发行2024年短期公司债券（第五期）（24广发D9），面值100元，期限117天，到期日2025年2月26日，在深交所上市。
2024-10-14GF Securities issued the 4th tranche of non-public short-term corporate bonds (24 Guang D11) to professional investors, with a scale of 2 billion yuan, a coupon rate of 2.09%, and a term of 178 days.广发证券面向专业投资者非公开发行2024年短期公司债券（第四期）（24广D11），发行规模20亿元，票面利率2.09%，期限178天。
2024-10-17GF Securities issued the 6th tranche of public short-term corporate bonds (24 Guang D13) to professional investors, with a scale of up to 8 billion yuan, a coupon rate of 1.95%, and a term of 1 year (238 days for tranche 2).广发证券面向专业投资者公开发行2024年短期公司债券（第六期）（24广D13），发行规模不超过80亿元，票面利率1.95%，期限1年（品种二238天）。
2024-10-28GF Securities completed the issuance of the 1st tranche of non-public corporate bonds (24 Guangfa 07) to professional investors, with a scale of 2 billion yuan (implied from code 134062).广发证券完成面向专业投资者非公开发行2024年公司债券（第一期）（24广发07），发行规模20亿元。
2024-11-05GF Securities received CSRC approval (Zhengxu Xuke [2024] No. 1010) to publicly issue up to RMB 20 billion in corporate bonds to professional investors; the fourth tranche (24 Guangfa 08 and 24 Guangfa 09) was issued with a planned size of up to RMB 5 billion, with coupon rates of 2.14% (2-year) and 2.20% (3-year).广发证券获得中国证监会证监许可〔2024〕1010号注册批复，可面向专业投资者公开发行不超过200亿元公司债券；第四期（24广发08和24广发09）计划发行规模不超过50亿元，票面利率分别为2.14%（2年期）和2.20%（3年期）。
2024-11-07China Chengxin International assigned an 'AAA' rating to GF Securities' 2024 publicly offered corporate bond (fourth tranche, variety two).中诚信国际评定广发证券2024年面向专业投资者公开发行公司债券（第四期）（品种二）信用等级为AAA。
2024-11-12GF Securities issued the second tranche of perpetual subordinated bonds to professional investors, with a planned size of up to RMB 3 billion, coupon rate determined at 2.00%-3.00% range.广发证券发行2024年面向专业投资者公开发行永续次级债券（第二期），计划发行规模不超过30亿元，利率询价区间为2.00%-3.00%。
2024-11-18GF Securities completed the private placement of the second tranche of corporate bonds to professional investors: variety one (24 Guangfa 10) raised RMB 3.3 billion at 1.98% for 380 days; variety two (24 Guangfa 11) raised RMB 0.8 billion at 2.09% for 508 days.广发证券完成2024年面向专业投资者非公开发行公司债券（第二期）：品种一（24广发10）发行33亿元，票面利率1.98%，期限380天；品种二（24广发11）发行8亿元，票面利率2.09%，期限508天。
2024-11-18GF Securities announced the planned issuance of the seventh tranche of short-term corporate bonds to professional investors, with a total size of up to RMB 4.5 billion, coupon rate range 1.50%-2.50%.广发证券公告拟发行2024年面向专业投资者公开发行短期公司债券（第七期），发行规模合计不超过45亿元，询价区间为1.50%-2.50%。
2024-11-26China Chengxin International assigned an 'AAA' rating to GF Securities' 2024 publicly offered corporate bond (fifth tranche, variety one).中诚信国际评定广发证券2024年面向专业投资者公开发行公司债券（第五期）（品种一）信用等级为AAA。
2024-11-26GF Securities completed the seventh tranche of short-term corporate bonds (24 Guang D14), with total issuance of RMB 4.5 billion, coupon rate 1.88%, maturity 174 days, listed on Shenzhen Stock Exchange on November 27, 2024.广发证券完成2024年面向专业投资者公开发行短期公司债券（第七期）（24广D14），发行总额45亿元，票面利率1.88%，期限174天，于2024年11月27日在深交所上市。
2024-12-04GF Securities issued the 5th tranche of 2024 short-term corporate bonds (non-public) to professional investors, with a total size of 5 billion yuan, coupon rate 1.9%, and maturity of 202 days, to be traded on the Shenzhen Stock Exchange.广发证券面向专业投资者非公开发行2024年短期公司债券（第五期），发行总额50亿元，票面利率1.9%，期限202天，在深交所转让。
2024-12-19GF Securities announced the issuance of the 6th tranche of 2024 public corporate bonds to professional investors, with a maximum size of 5 billion yuan, a tenor of 551 days, to repay maturing debts.广发证券公告发行2024年面向专业投资者公开发行公司债券（第六期），规模不超过50亿元，期限551天，用于偿还到期债务。
2024-12-24GF Securities completed the issuance of the 6th tranche of 2024 public corporate bonds (24 Guangfa 14) with a total size of 5 billion yuan, coupon rate 1.8%, tenor 551 days; the bonds will start trading on December 30.广发证券完成2024年公司债券（第六期）（24广发14）发行，总额50亿元，票面利率1.8%，期限551天，将于12月30日上市交易。
2025-01-16GF Securities issued the first tranche of 2025 non-public short-term corporate bonds to professional investors (code 134166, '25 GF D1') with a total size of RMB 4.2 billion, coupon rate 1.68%, and a 212-day term.广发证券面向专业投资者非公开发行2025年第一期短期公司债券（代码134166，简称“25广发D1”），发行总额42亿元，票面利率1.68%，期限212天。
2025-01-17GF Securities issued the first tranche of 2025 public corporate bonds to professional investors: tranche 1 ('25 GF 01', code 524121) with a coupon rate of 1.83% and a size of RMB 1.6 billion (3-year); tranche 2 ('25 GF 02', code 524122) with a coupon rate of 1.9% and a size of RMB 1.5 billion (5-year).广发证券面向专业投资者公开发行2025年第一期公司债券：品种一（“25广发01”，代码524121）票面利率1.83%，发行额16亿元（3年期）；品种二（“25广发02”，代码524122）票面利率1.9%，发行额15亿元（5年期）。
2025-02-10GF Securities plans to issue the first tranche of 2025 short-term corporate bonds to professional investors, with a total size of up to RMB 4 billion, a 181-day term, and proceeds for working capital.广发证券计划发行2025年面向专业投资者公开发行短期公司债券（第一期），规模不超过40亿元，期限181天，募集资金用于补充流动资金。
2025-02-11China Chengxin International gives the first tranche of GF Securities' 2025 short-term corporate bonds an 'A-1' rating.中诚信国际给予广发证券2025年短期公司债券（第一期）'A-1'评级。
2025-02-11GF Securities sets the coupon rate for its first tranche of 2025 short-term corporate bonds (code 524124) at 1.79% after book-building.广发证券确定2025年短期公司债券（第一期）（债券代码524124）票面利率为1.79%。
2025-02-13GF Securities issues the first tranche of 2025 short-term corporate bonds: final size RMB 2.5 billion, coupon 1.79%, subscription ratio 3.37x, proceeds for working capital.广发证券完成2025年短期公司债券（第一期）发行：最终规模25亿元，票面利率1.79%，认购倍数3.37倍，募集资金用于补充流动资金。
2025-02-19GF Securities' first tranche of 2025 short-term corporate bonds (code 524124, RMB 2.5 billion, 1.79% coupon, 181-day term) begins trading on the Shenzhen Stock Exchange.广发证券2025年短期公司债券（第一期）（代码524124，25亿元，票面利率1.79%，期限181天）在深交所上市交易。
2025-02-25GF Securities sets the coupon rate for the second tranche of 2025 corporate bonds (variety 1, code 524149) at 2.10% after book-building; planned size up to RMB 3.3 billion.广发证券确定2025年公司债券（第二期）品种一（债券代码524149）票面利率为2.10%，计划发行规模不超过33亿元。
2025-02-27GF Securities issues the second tranche of 2025 corporate bonds to professional investors, with a total size of up to RMB 3.3 billion, priced at RMB 100 per bond.广发证券发行2025年面向专业投资者公开发行公司债券（第二期），发行规模不超过33亿元，每张面值100元。
2025-03-05GF Securities plans to issue Reg S 3-year USD floating-rate and CNY fixed-rate bonds. S&P assigned 'BBB' long-term issue rating.广发证券拟发行Reg S、3年期美元浮息和人民币固息债券；标普授予'BBB'长期发行评级。
2025-03-05GF Securities issued short-term corporate bond (3rd tranche) with size up to RMB 30bn, final coupon 2.02% (bond code 524159). Book-building extended due to market conditions.广发证券发行2025年第三期短期公司债，规模不超过30亿元，票面利率2.02%（债券代码524159）；簿记建档因市场情况延长。
2025-03-14GF Securities provided irrevocable guarantee for its offshore subsidiary GF Financial Holdings BVI Ltd.'s USD 380m and RMB 800m offshore bonds. Cumulative guarantee totals RMB 35.373bn (26.06% of net assets).广发证券为境外子公司GF Financial Holdings BVI Ltd.发行的3.8亿美元和8亿元人民币境外债券提供无条件不可撤销担保；累计担保合计353.73亿元（占净资产26.06%）。
2025-03-14GF Securities announced plan to issue 2025 subordinated bonds (1st tranche) to professional investors, size up to RMB 5bn.广发证券公告拟发行2025年面向专业投资者公开发行次级债券（第一期），规模不超过50亿元。
2025-03-24GF Securities' 2025 subordinated bond (1st tranche, series 1) '25 GF C1' (code 524181) listed on Shenzhen Stock Exchange, size RMB 3.5bn, coupon 2.1%, tenor 1.1 years.广发证券2025年次级债券（第一期）（品种一）'25广发C1'（代码524181）在深交所上市，发行总额35亿元，票面利率2.1%，期限1.1年。
2025-04-24GF Securities received CSRC approval to publicly issue short-term corporate bonds to professional investors, with a registered balance not exceeding 30 billion yuan.广发证券获中国证监会同意向专业投资者公开发行短期公司债券，注册余额不超过300亿元。
2025-05-13GF Securities set the coupon rate for its 2025 4th tranche short-term corporate bond (25 Guangfa D6, 524272) at 1.60%, with a planned issuance size of up to RMB 5 billion.广发证券2025年第四期短期公司债券（25广发D6，524272）票面利率定为1.60%，计划发行规模不超过50亿元。
2025-05-19GF Securities announced the planned issuance of up to RMB 5 billion in subordinated bonds (2nd tranche), with 3-year (1.50%-2.50%) and 5-year (1.60%-2.60%) tranches, to repay maturing bonds.广发证券计划发行不超过50亿元次级债券（第二期），含3年期（利率区间1.50%-2.50%）和5年期（利率区间1.60%-2.60%），用于偿还到期债券。
2025-05-20GF Securities set the coupon rate for its 2025 2nd tranche subordinated bond (25 Guangfa C3, 524265) at 1.95% for the 3-year tranche; the 5-year tranche was not issued.广发证券2025年第二期次级债券（25广发C3，524265）3年期品种票面利率定为1.95%，5年期品种未发行。
2025-05-21GF Securities' 2025 4th tranche short-term corporate bond (25 Guangfa D6, 524272) was listed on Shenzhen Stock Exchange, with a size of RMB 5 billion, 161-day tenor, and coupon rate of 1.60%.广发证券2025年第四期短期公司债券（25广发D6，524272）在深交所上市，规模50亿元，期限161天，票面利率1.60%。
2025-05-22GF Securities successfully issued RMB 2 billion of 3-year subordinated bonds (25 Guangfa C3) at a coupon rate of 1.95%, with a subscription ratio of 1.60x, proceeds used to repay '22 Guangfa 04'.广发证券成功发行20亿元3年期次级债券（25广发C3），票面利率1.95%，认购倍数1.60倍，募集资金用于偿还“22广发04”。
2025-05-26GF Securities announced the planned issuance of up to RMB 1 billion in 2025 1st tranche tech-innovation subordinated bonds (25 Guang KC1, 524282), 3-year tenor, with at least 70% of proceeds for tech-innovation investments.广发证券计划发行不超过10亿元2025年第一期科技创新次级债券（25广KC1，524282），期限3年，不低于70%募集资金用于科技创新领域投资。
2025-05-27GF Securities set the coupon rate for its 2025 1st tranche tech-innovation subordinated bond (25 Guang KC1, 524282) at 1.75%.广发证券2025年第一期科技创新次级债券（25广KC1，524282）票面利率定为1.75%。
2025-05-28GF Securities successfully issued RMB 1 billion of 3-year tech-innovation subordinated bonds (25 Guang KC1) at a coupon rate of 1.75%, with a subscription ratio of 3.49x.广发证券成功发行10亿元3年期科技创新次级债券（25广KC1），票面利率1.75%，认购倍数3.49倍。
2025-05-29GF Securities' 2025 2nd tranche subordinated bond (25 Guangfa C3) was listed on Shenzhen Stock Exchange, with a 3-year tenor.广发证券2025年第二期次级债券（25广发C3）在深交所上市，期限3年。
2025-06-09GF Securities plans to issue the fifth tranche of 2025 short-term corporate bonds with a scale of up to 3 billion yuan, term 211 days, coupon rate range 1.20%-2.20%, rated AAA/A-1, proceeds for repaying maturing bonds.广发证券计划发行2025年第五期短期公司债券，规模不超过30亿元，期限211天，票面利率区间1.20%-2.20%，信用评级AAA/A-1，募集资金用于偿还到期债券。
2025-06-12GF Securities successfully issued the fifth tranche of 2025 short-term corporate bonds with actual issuance size of 3 billion yuan, coupon rate 1.64%, subscription multiple 3.96 times.广发证券成功发行2025年第五期短期公司债券，实际发行规模30亿元，票面利率1.64%，认购倍数3.96倍。
2025-06-12GF Securities announced the redemption and delisting of its 2024 short-term corporate bond (tranche 6, variety 2, code 148951) on June 16, 2025, with issuance size of 4 billion yuan, coupon rate 1.95%, term 238 days.广发证券公告其2024年短期公司债券（第六期）（品种二，代码148951）将于2025年6月16日兑付兑息并摘牌，发行规模40亿元，票面利率1.95%，期限238天。
2025-06-23GF Securities received regulatory approval from the CSRC to issue corporate bonds to professional investors with a total face value of up to 20 billion yuan, valid for 24 months.广发证券获得证监会同意向专业投资者公开发行面值总额不超过200亿元公司债券的注册批复，有效期24个月。
2025-07-08GF Securities plans to issue up to 3 billion yuan in 6th tranche short-term corporate bonds (2025), with a 209-day tenor and coupon rate range of 1.10%-2.10%.广发证券计划发行不超过30亿元2025年第六期短期公司债券，期限209天，票面利率询价区间1.10%-2.10%。
2025-07-11GF Securities announces interest payment and principal repayment for its 2022 first tranche corporate bonds (22 Guangfa 01, 02, 03) on July 15, 2025; 22 Guangfa 01 (3.4 billion yuan, 2.85% coupon) will be fully redeemed and delisted.广发证券公告2022年第一期公司债券（22广发01、02、03）于2025年7月15日付息兑付；22广发01（34亿元，票面利率2.85%）将全额兑付并摘牌。
2025-07-15GF Securities plans to issue up to 3 billion yuan in 3-year subordinated bonds (3rd tranche, 2025), with a coupon rate range of 1.30%-2.30%.广发证券计划发行不超过30亿元3年期2025年第三期次级债券，票面利率询价区间1.30%-2.30%。
2025-07-16GF Securities' 6th tranche short-term corporate bonds (25 Guangfa D8, 3 billion yuan, 1.58% coupon, 209-day tenor) will be listed on Shenzhen Stock Exchange on July 17, 2025.广发证券第六期短期公司债券（25广发D8，30亿元，票面利率1.58%，期限209天）将于2025年7月17日在深交所上市。
2025-07-16GF Securities sets the coupon rate for its 3rd tranche subordinated bonds (25 Guangfa C5) at 1.85%, with planned issuance size up to 3 billion yuan.广发证券确定第三期次级债券（25广发C5）票面利率为1.85%，计划发行规模不超过30亿元。
2025-07-18GF Securities completes issuance of 3rd tranche subordinated bonds (25 Guangfa C5) at 1.4 billion yuan (actual), with a 3-year tenor and 1.85% coupon; subscription ratio 1.97x; proceeds to repay existing bonds 22 Guangfa 04 and 22 Guangfa 10.广发证券完成第三期次级债券（25广发C5）发行，实际发行14亿元，期限3年，票面利率1.85%，认购倍数1.97倍，募集资金用于偿还存量债券22广发04和22广发10。
2025-07-21GF Securities announces interest payment for its 2021 second tranche corporate bonds (variety 2: 4.5 billion yuan, 3.45% coupon; variety 3: 1.5 billion yuan, 3.77% coupon) on July 23, 2025.广发证券公告2021年第二期公司债券（品种二45亿元，票面利率3.45%；品种三15亿元，票面利率3.77%）于2025年7月23日付息。
2025-07-23GF Securities' 3rd tranche subordinated bonds (25 Guangfa C5, 1.4 billion yuan) will be listed on Shenzhen Stock Exchange on July 24, 2025.广发证券第三期次级债券（25广发C5，14亿元）将于2025年7月24日在深交所上市。
2025-07-25GF Securities plans to issue up to 2 billion yuan in a tap issue of its 5th tranche short-term corporate bonds (2025), with a 211-day tenor, maintaining the original 1.64% coupon, and a price range of 100.050-100.500 yuan per 100 yuan face value.广发证券计划续发行不超过20亿元2025年第五期短期公司债券，期限211天，维持原票面利率1.64%，发行价格询价区间100.050-100.500元/百元面值。
2025-07-29GF Securities completes tap issue of 5th tranche short-term corporate bonds (2025), issuing 2 billion yuan at 100.214 yuan per 100 yuan face value, with a 1.64% coupon and 211-day tenor; subscription ratio 2.78x.广发证券完成第五期短期公司债券续发行，实际发行20亿元，发行价格100.214元/百元面值，票面利率1.64%，期限211天，认购倍数2.78倍。
2025-07-31GF Securities plans to issue up to 5 billion yuan in 7th tranche short-term corporate bonds (2025), with a 192-day tenor and coupon rate range of 1.20%-2.20%.广发证券计划发行不超过50亿元2025年第七期短期公司债券，期限192天，票面利率询价区间1.20%-2.20%。
2025-07-31GF Securities' tap issue of 5th tranche short-term corporate bonds (25 Guangfa D7, 2 billion yuan) will be listed on Shenzhen Stock Exchange on August 1, 2025, merging with the existing bond to a total size of 5 billion yuan.广发证券第五期短期公司债券续发行（25广发D7，20亿元）将于2025年8月1日在深交所上市，与存量债券合并后总规模达50亿元。
2025-07-31GF Securities announces principal repayment and interest payment for its 2022 second tranche corporate bonds: 22 Guangfa 04 (2.5 billion yuan) will be redeemed and delisted on August 4, 2025; 22 Guangfa 05 and 22 Guangfa 06 will pay annual interest on the same day.广发证券公告2022年第二期公司债券：22广发04（25亿元）将于2025年8月4日兑付本息并摘牌；22广发05和22广发06同日付息。
2025-08-01GF Securities issued the 7th tranche of short-term corporate bonds (25 Guangfa D9) with a coupon rate of 1.61%, final issuance size of 5 billion yuan, and subscription multiple of 3.06 times.广发证券发行第七期短期公司债券（25广发D9），票面利率1.61%，最终发行规模50亿元，认购倍数3.06倍。
2025-08-05GF Securities extended book-building for the 3rd tranche of 2025 corporate bonds (up to 5 billion yuan) to 19:00 due to market conditions.广发证券延长2025年公司债券（第三期）簿记建档时间至19:00，计划发行规模不超过50亿元。
2025-08-07GF Securities issued the 3rd tranche of 2025 corporate bonds: 3-year tranche (39 billion yuan, 1.80%) and 5-year tranche (11 billion yuan, 1.88%), total 5 billion yuan, with related-party subscriptions of 0.51 billion yuan.广发证券完成2025年公司债券（第三期）发行：品种一3年期39亿元利率1.80%，品种二5年期11亿元利率1.88%，总规模50亿元，关联方认购5.1亿元。
2025-08-14GF Securities redeemed '22 Guangfa 07' (800 million yuan, 2.68%) and paid interest on '22 Guangfa 08' (3.12%) and '22 Guangfa 09' (3.60%), total 4.5 billion yuan.广发证券兑付“22广发07”（8亿元，2.68%）并摘牌，支付“22广发08”（3.12%）和“22广发09”（3.60%）利息，涉及总规模45亿元。
2025-08-15GF Securities priced the 3rd tranche subordinated bond (top-up) at 99.740 yuan per 100 yuan face value, with a coupon of 1.85%, size up to 3 billion yuan.广发证券完成次级债券（第三期）续发行定价，发行价99.740元，票面利率1.85%，规模不超过30亿元。
2025-08-19GF Securities completed the top-up issuance of the 3rd tranche subordinated bond: final size 500 million yuan, price 99.740 yuan, subscription multiple 2.46x, proceeds to repay '24 Guangfa 07'.广发证券完成次级债券（第三期）续发行，最终发行面值5亿元，发行价99.740元，认购倍数2.46倍，募集资金用于偿还“24广发07”。
2025-08-22GF Securities' 3rd tranche subordinated bond (top-up) (25 Guangfa C5, code 524375) began trading on Shenzhen Stock Exchange.广发证券次级债券（第三期）续发行（25广发C5，代码524375）在深圳证券交易所上市交易。
2025-09-03GF Securities issues 8th tranche of short-term corporate bonds (code 524418, 25GFD10) for professional investors: total 5 billion yuan, coupon 1.73%, 360-day tenor, listed on Shenzhen Stock Exchange from 2025-09-04.广发证券面向专业投资者发行第八期短期公司债券（代码524418，简称25广D10）：总额50亿元，票面利率1.73%，期限360日，2025年9月4日起在深交所上市。
2025-09-09GF Securities plans to issue the second continuation of the 3-year subordinated corporate bond (third tranche, code 524375, 25GFC5) for professional investors: up to 3 billion yuan, coupon 1.85%, proceeds to repay maturing corporate bonds.广发证券计划续发行第三期次级债券（代码524375，25广发C5）第二次续发行：不超过30亿元，票面利率1.85%，募集资金用于偿还到期公司债券。
2025-10-10GF Securities issued the 9th tranche of short-term corporate bonds (25 Guang D13) at 3 billion yuan, 365-day tenor, coupon rate 1.71%, listed on Shenzhen Stock Exchange.广发证券发行第九期短期公司债券（25广D13），规模30亿元，期限365天，票面利率1.71%，在深交所上市。
2025-10-13GF Securities issued the 5th tranche of corporate bonds (25 Guang Fa 09) at 5 billion yuan, 2-year tenor, coupon rate 1.99%, listed on Shenzhen Stock Exchange.广发证券发行第五期公司债券（25广发09），规模50亿元，期限2年，票面利率1.99%，在深交所上市。
2025-10-15GF Securities issued the 4th tranche of subordinated bonds (25 Guang Fa C6) at 3 billion yuan, 3-year tenor, coupon rate 2.20%, listed on Shenzhen Stock Exchange.广发证券发行第四期次级债券（25广发C6），规模30亿元，期限3年，票面利率2.20%，在深交所上市。
2025-11-17GF Securities issued the fifth tranche of 2025 subordinated bonds to professional investors, with a planned size of up to RMB 3 billion, coupon rate 2%, 3-year term, listed as '25 Guangfa C7' (524544).广发证券发行2025年面向专业投资者公开发行次级债券（第五期），计划规模不超过30亿元，票面利率2%，期限3年，简称“25广发C7”（524544）。
2025-11-24GF Securities announced interest payment on its 2024 corporate bonds (fifth tranche): '24 Guangfa 12' (RMB 2.8B, 2.07%) and '24 Guangfa 13' (RMB 2.2B, 2.14%), payable Nov 26, 2025.广发证券宣布2024年公司债券（第五期）付息：“24广发12”（28亿元，票面利率2.07%）和“24广发13”（22亿元，票面利率2.14%），付息日为2025年11月26日。
2025-11-25GF Securities' 2025 subordinated bonds (fifth tranche) '25 Guangfa C7' (RMB 2.95B, 3-year, 2%) listed on Shenzhen Stock Exchange from Nov 26, 2025.广发证券2025年次级债券（第五期）“25广发C7”（29.5亿元，3年期，票面利率2%）自2025年11月26日起在深交所上市。
2026-01-14China Chengxin International affirmed GF Securities' issuer credit rating at AAA with stable outlook; assigned AAA to the proposed 2026 subordinated bond (tranche 1) of up to RMB 3.39 billion.中诚信国际评定广发证券主体信用等级为AAA，评级展望稳定；评定其拟发行的2026年第一期次级债券信用等级为AAA，发行规模不超过33.9亿元。
2026-01-19GF Securities received CSRC approval to publicly issue up to RMB 20 billion in perpetual subordinated corporate bonds to professional investors, valid for 24 months.广发证券获中国证监会批复，同意向专业投资者公开发行面值总额不超过200亿元的永续次级公司债券，批复24个月内有效。
2026-01-19GF Securities issued the first tranche of 2026 subordinated bonds (26 Guangfa C1) with final size RMB 1.72 billion, 3-year tenor, coupon 2.00%, 2.77x oversubscribed; proceeds to repay interbank borrowings.广发证券完成发行2026年第一期次级债券（26广发C1），最终规模17.2亿元，期限3年，票面利率2.00%，认购倍数2.77倍，募集资金用于偿还同业拆借。
2026-01-22GF Securities received CSRC approval to publicly issue up to RMB 70 billion in corporate bonds to professional investors, valid for 24 months.广发证券获中国证监会批复，同意向专业投资者公开发行面值总额不超过700亿元的公司债券，批复24个月内有效。
2026-01-23GF Securities issued the first tranche of 2026 short-term corporate bonds (26 Guangfa D1) with final size RMB 3 billion, 365-day tenor, coupon 1.68%, 4.40x oversubscribed; proceeds to repay maturing short-term bonds.广发证券完成发行2026年第一期短期公司债券（26广发D1），最终规模30亿元，期限365天，票面利率1.68%，认购倍数4.40倍，募集资金用于偿还到期短期债券。
2026-03-04GF Securities receives CSRC approval to publicly issue up to RMB 70 billion in corporate bonds to professional investors; first tranche of up to RMB 6 billion issued with tranche 1 coupon 1.80% and tranche 2 coupon 1.94%.广发证券获证监会注册，面向专业投资者公开发行不超过700亿元公司债券；第一期发行不超过60亿元，品种一票面利率1.80%，品种二票面利率1.94%。
2026-03-10GF Securities sets coupon rates for third tranche short-term corporate bonds: tranche 1 (26 Guangfa D3) 1.61%, tranche 2 (26 Guangfa D4) 1.62%, total issuance up to RMB 7 billion.广发证券确定第三期短期公司债券票面利率：品种一（26广发D3）1.61%，品种二（26广发D4）1.62%，发行规模合计不超过70亿元。
2026-03-12GF Securities' first tranche corporate bonds (26 Guangfa 02, 26 Guangfa 03) with total RMB 5.2 billion list on Shenzhen Stock Exchange.广发证券第一期公司债券（26广发02、26广发03）合计52亿元在深圳证券交易所上市。
2026-03-18GF Securities' third tranche short-term corporate bonds (26 Guangfa D3, 26 Guangfa D4) with total RMB 7 billion list on Shenzhen Stock Exchange.广发证券第三期短期公司债券（26广发D3、26广发D4）合计70亿元在深圳证券交易所上市。
2026-03-27GF Securities' second tranche perpetual subordinated bonds (26 Guangfa Y2) with total RMB 4.04 billion and coupon 2.30% to list on Shenzhen Stock Exchange on March 30.广发证券第二期永续次级债券（26广发Y2）发行总额40.4亿元，票面利率2.30%，将于3月30日在深交所上市。
2026-04-15GF Securities paid annual interest on its perpetual subordinated bond (23 Guangfa Y2, code 148253): issue size 3 billion yuan, coupon rate 4.10%, interest payment date April 17, 2026.广发证券支付永续次级债券（23广发Y2，代码148253）年度利息：发行规模30亿元，票面利率4.10%，付息日2026年4月17日。
2026-04-22GF Securities redeemed and paid interest on corporate bonds '23 Guangfa 04' (code 148270, 3.5 billion yuan, 3.06%) and '23 Guangfa 05' (code 148271, 1 billion yuan, 3.21%) on April 24, 2026.广发证券于2026年4月24日兑付付息公司债券“23广发04”（148270，35亿元，3.06%）和“23广发05”（148271，10亿元，3.21%）。
2026-04-24GF Securities issued and listed on Shenzhen Stock Exchange 2026 second tranche corporate bonds: '26 Guangfa 04' (code 524762, 3.2 billion yuan, 3-year, 1.72%) and '26 Guangfa 05' (code 524763, 2 billion yuan, 5-year, 1.86%), both AAA rated.广发证券2026年第二期公司债券在深交所上市：“26广发04”（524762，32亿元，3年，1.72%）和“26广发05”（524763，20亿元，5年，1.86%），评级均为AAA。
2026-05-07GF Securities extended the book-building end time for its 3rd tranche 2026 corporate bond (up to RMB 6 billion) due to market conditions.广发证券因市场情况延长2026年第三期公司债券（规模不超过60亿元）簿记建档结束时间。
2026-05-07GF Securities announced the planned issuance of the 4th tranche 2026 short-term corporate bond (up to RMB 6 billion, 365-day tenor, coupon range 1.00%-2.00%) to repay maturing bonds.广发证券拟发行2026年第四期短期公司债券（规模不超过60亿元，期限365天，票面利率区间1.00%-2.00%），用于偿还到期债券。
2026-05-11GF Securities completed the 3rd tranche 2026 corporate bond issuance: total RMB 5.8 billion (RMB 3.64 billion for 3-year at 1.74%, RMB 2.16 billion for 5-year at 1.86%), with subscription multiples of 2.43x and 2.61x.广发证券完成2026年第三期公司债券发行：总额58亿元（3年期36.4亿元，票面利率1.74%；5年期21.6亿元，票面利率1.86%），认购倍数分别为2.43倍和2.61倍。
2026-05-12GF Securities completed the 4th tranche 2026 short-term corporate bond issuance: RMB 6 billion, coupon rate 1.49%, subscription multiple 3.99x.广发证券完成2026年第四期短期公司债券发行：总额60亿元，票面利率1.49%，认购倍数3.99倍。
2026-05-13China Chengxin International affirmed GF Securities' AAA issuer rating with stable outlook, and assigned AAA to its proposed 3rd tranche 2026 perpetual subordinated bond (up to RMB 5 billion).中诚信国际评定广发证券主体信用等级为AAA，展望稳定；其拟发行的2026年第三期永续次级债券（不超过50亿元）信用等级为AAA。
2026-05-13GF Securities announced the planned issuance of the 3rd tranche 2026 perpetual subordinated bond (up to RMB 5 billion, 5+N year, with issuer call and deferral options, coupon reset with 200bp step-up after year 6), proceeds for debt repayment and working capital.广发证券拟发行2026年第三期永续次级债券（不超过50亿元，5+N年期，附发行人续期和递延付息权，第6年起加点200BP），募集资金用于偿还债券和补充营运资金。
2026-05-14GF Securities set the coupon rate for its 3rd tranche 2026 perpetual subordinated bond at 2.09% (issue size up to RMB 5 billion).广发证券确定2026年第三期永续次级债券票面利率为2.09%（发行规模不超过50亿元）。
2026-05-15GF Securities' 4th tranche 2026 short-term corporate bond (RMB 6 billion, 1.49% coupon, 365-day) was listed on SZSE under code '26 GF D5'.广发证券2026年第四期短期公司债券（60亿元，票面利率1.49%，期限365日）在深交所上市，证券代码“26广发D5”。
2026-05-22GF Securities' 3rd tranche 2026 perpetual subordinated bond (RMB 5 billion, 2.09% coupon) was listed on SZSE on May 25, 2026, under code '26 GF Y3'.广发证券2026年第三期永续次级债券（50亿元，票面利率2.09%）于2026年5月25日在深交所上市，债券简称“26广发Y3”。
2026-05-25China Chengxin International assigned AAA ratings to GF Securities and its proposed 4th tranche 2026 corporate bond (up to RMB 6 billion, 3-year and 5-year tranches).中诚信国际评定广发证券主体及2026年第四期公司债券（不超过60亿元，3年期和5年期）信用等级均为AAA。
2026-05-26GF Securities extended the book-building end time for its 4th tranche 2026 corporate bond (up to RMB 6 billion) due to market conditions.广发证券因市场情况延长2026年第四期公司债券（规模不超过60亿元）簿记建档结束时间。
2026-05-26GF Securities set coupon rates for its 4th tranche 2026 corporate bond: 1.67% for the 3-year tranche and 1.82% for the 5-year tranche (total up to RMB 6 billion).广发证券确定2026年第四期公司债券票面利率：品种一（3年期）1.67%，品种二（5年期）1.82%（总额不超过60亿元）。
2026-06-02GF Securities issued the second tranche of 2026 subordinated bonds to professional investors, with a planned scale of up to 1.67 billion yuan, final coupon rate 1.70%, 3-year term.广发证券面向专业投资者发行2026年第二期次级债券，计划规模不超过16.7亿元，最终票面利率1.70%，期限3年。
2026-06-10GF Securities' second tranche of 2026 subordinated bonds (code 524834, '26 GF C2') listed on Shenzhen Stock Exchange, total 1.67 billion yuan, coupon 1.70%, 3-year term.广发证券2026年第二期次级债券（代码524834，简称‘26广发C2’）在深交所上市，总额16.7亿元，票面利率1.70%，期限3年。
2026-06-25GF Securities received CSRC approval to publicly issue short-term corporate bonds to professional investors, with outstanding face value not exceeding 50 billion yuan, valid for 24 months.广发证券获中国证监会同意向专业投资者公开发行短期公司债券，面值余额不超过500亿元，批复24个月内有效。
2026-06-25Liaoning Chengda's second tranche of non-public exchangeable corporate bonds (25 Chengda E2, 1 billion yuan) entered the exchange period, initial exchange price 24.58 yuan per share.辽宁成大第二期非公开发行可交换公司债券（25成大E2，10亿元）进入换股期，初始换股价格24.58元/股。
Jilin Aodong stake increase吉林敖东增持
1 · 2024-01-19
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Shareholder Jilin Aodong increased its stake in GF Securities via Shenzhen-HK Stock Connect.股东吉林敖东通过深港通增持广发证券股份。
2024-01-19Shareholder Jilin Aodong increased its stake in GF Securities by purchasing 2.0866 million H-shares via Shenzhen-HK Stock Connect, raising its total holding to 20.0274%.股东吉林敖东通过深港通增持广发证券H股208.66万股，持股比例升至20.0274%。
Shantou municipal partnership汕头市政府合作
1 · 2024-01-26
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GF Securities signed a strategic cooperation framework agreement with Shantou Municipal Government.广发证券与汕头市政府签署战略合作框架协议。
2024-01-26GF Securities signed a strategic cooperation framework agreement with Shantou Municipal Government, covering 9 areas including regional economic research, asset revitalization, financing capacity, and industrial upgrading.广发证券与汕头市人民政府签订战略合作框架协议，围绕宏观经济研究、盘活资产、提升融资能力、产业升级等9个领域展开合作。
ETF liquidity & market-making servicesETF流动性及做市服务
77 · 2024-01-29 → 2026-06-17
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GF Securities was designated as liquidity provider or market maker for numerous ETFs on SSE and SZSE.广发证券被指定为多只上交所和深交所ETF的流动性提供者或做市商。
2024-01-29GF Securities was designated as the main liquidity provider for Harvest Nasdaq 100 ETF (159501) and Harvest CSI 2000 ETF (159535).广发证券被指定为嘉实纳斯达克100ETF（159501）和嘉实中证2000ETF（159535）的主流动性服务商。
2024-05-14GF Securities was designated as the main market maker for the Peng Hua CSI Telecom Theme ETF (560690) on the Shanghai Stock Exchange.广发证券被指定为鹏华中证电信主题ETF（560690）的主做市商。
2024-07-01GF Securities was appointed as the main liquidity provider for Fullgoal CSI A50 ETF (159591) by Fullgoal Fund Management.富国基金指定广发证券为富国中证A50 ETF（159591）的主流动性服务商。
2024-07-03Shanghai Stock Exchange approved GF Securities as the main market maker for GF CSI Engineering Machinery Theme ETF.上交所同意广发证券为广发中证工程机械主题ETF提供主做市服务。
2024-07-08Ping An Fund terminated GF Securities as a liquidity provider for Ping An CSI 2000 ETF (159521), effective July 9, 2024.平安基金终止广发证券为平安国证2000 ETF（159521）提供流动性服务，自2024年7月9日起生效。
2024-07-09GF Securities was added as a subscription and redemption agent for Fullgoal CSI Communication Equipment Theme ETF (159583).广发证券被新增为富国中证通信设备主题ETF（159583）的申购赎回代理券商。
2024-07-16Shanghai Stock Exchange approved GF Securities to provide general market-making services for Huatai-PineBridge Southern Dongying Saudi Arabia ETF (520830).上交所同意广发证券为华泰柏瑞南方东英沙特阿拉伯ETF（520830）提供一般做市服务。
2024-07-22Shanghai Stock Exchange approved GF Securities to provide market-making services for Ping An CSI Pharmaceutical and Medical Device Innovation ETF (516820).上交所同意广发证券为平安中证医药及医疗器械创新ETF（516820）提供做市服务。
2024-07-22GF Securities was added as a primary dealer for GF SSE STAR 100 Enhanced Strategy ETF by GF Fund Management.广发基金新增广发证券为广发上证科创板100增强策略ETF的一级交易商。
2024-07-23Shanghai Stock Exchange approved GF Securities to provide general market-making services for CSC-Power Construction Corporation of China Ming Yang Smart Energy New Energy REIT (508015).上交所同意广发证券为中信建投明阳智能新能源REIT（508015）提供一般做市服务。
2024-07-25GF Securities was added as a primary dealer for a QDII fund (unspecified) by the fund manager.广发证券被新增为某QDII基金的一级交易商。
2024-07-29Shanghai Stock Exchange approved GF Securities to provide market-making services for Ping An CCDC Medium-High Grade Corporate Bond Spread Factor ETF.上交所同意广发证券为平安中债-中高等级公司债利差因子ETF提供做市服务。
2024-07-31Shanghai Stock Exchange approved GF Securities to provide market-making services for Guotai CSI All-Share Communication Equipment ETF (515880).上交所同意广发证券为国泰中证全指通信设备ETF（515880）提供做市服务。
2024-07-31Shanghai Stock Exchange approved GF Securities to provide market-making services for Huatai-PineBridge CSI 2000 ETF (563300).上交所同意广发证券为华泰柏瑞中证2000 ETF（563300）提供做市服务。
2024-07-31Shanghai Stock Exchange approved GF Securities to provide market-making services for Penghua CSI Liquor ETF (512690).上交所同意广发证券为鹏华中证酒ETF（512690）提供做市服务。
2024-09-27GF Securities was added as a subscription/redemption agent for several ETFs managed by Dacheng Fund, including Nasdaq 100 Index ETF, Hang Seng Tech ETF, Hang Seng Healthcare ETF, and others.广发证券被新增为大成基金管理有限公司旗下多只ETF（包括纳斯达克100指数ETF、恒生科技ETF、恒生医疗ETF等）的申购赎回代办证券公司。
2024-10-08Shanghai Stock Exchange approved GF Securities to act as the main market maker for the Guotai SSE Composite ETF starting October 8, 2024.上海证券交易所同意广发证券自2024年10月8日起为国泰上证综合ETF提供主做市服务。
2024-10-17Shanghai Stock Exchange approved GF Securities to act as a general market maker for the Wanjia CSI HK Stock Connect Innovative Drug ETF.上海证券交易所同意广发证券为万家中证港股通创新药ETF提供一般做市服务。
2024-11-06Shanghai Stock Exchange approved GF Securities to act as principal market maker for Hua'an CSI Sub-Pharmaceutical ETF (Pharmaceutical 50) and ICBCCS STAR Biotech ETF starting November 6, 2024.上海证券交易所同意广发证券自2024年11月6日起为华安中证细分医药ETF（医药50）和工银瑞信上证科创板生物医药ETF提供主做市服务。
2024-11-07Shanghai Stock Exchange approved GF Securities to act as principal market maker for E Fund CSI Photovoltaic Industry ETF (Photovoltaic E) starting November 7, 2024.上海证券交易所同意广发证券自2024年11月7日起为易方达中证光伏产业ETF（光伏E）提供主做市服务。
2024-11-08Shanghai Stock Exchange approved GF Securities to act as market maker for four ETFs: Guotai CSI Film & TV Theme ETF, GF CSI Medical ETF (Medical 50), Guotai CSI Computer Theme ETF, and Guotai CSI Sub- Chemical Industry Theme ETF, starting November 8, 2024.上海证券交易所同意广发证券自2024年11月8日起为国泰中证影视主题ETF、广发中证医疗ETF（医疗50）、国泰中证计算机主题ETF和国泰中证细分化工产业主题ETF提供做市服务。
2024-11-13Shanghai Stock Exchange approved GF Securities to act as principal market maker for Southern CSI State-owned Enterprise Technology Leading ETF (State-owned Enterprise Technology) starting November 13, 2024.上海证券交易所同意广发证券自2024年11月13日起为南方中证国新央企科技引领ETF（央企科技）提供主做市服务。
2024-11-21Shanghai Stock Exchange approved GF Securities to act as general market maker for ChinaAMC CSI Semiconductor Materials & Equipment Theme ETF (Semiconductor Materials) starting November 21, 2024.上海证券交易所同意广发证券自2024年11月21日起为华夏中证半导体材料设备主题ETF（半导材料）提供一般做市服务。
2024-11-22China Securities Regulatory Commission (CSRC) approved GF Securities' qualification for listed securities market-making trading business (Zhengxu Xuke [2024] No. 1628), including Beijing Stock Exchange stock market-making.中国证监会核准广发证券上市证券做市交易业务资格（证监许可〔2024〕1628号），包括北交所股票做市交易资格。
2024-12-26Shanghai Stock Exchange approved GF Securities to act as the primary market maker for the E Fund SSE 180 ETF (code: 530180) starting December 26, 2024.上交所同意广发证券自2024年12月26日起为易方达上证180交易型开放式指数证券投资基金（530180）提供主做市服务。
2024-12-30Shanghai Stock Exchange approved GF Securities to act as a general market maker for the GF CSI Hong Kong Stock Connect Auto Industry Thematic ETF (code: 520600) starting December 30, 2024.上交所同意广发证券自2024年12月30日起为广发中证港股通汽车产业主题ETF（520600）提供一般做市服务。
2025-01-22GF Securities was approved by the Shanghai Stock Exchange to provide general market-making services for the Southern SSE Benchmark Corporate Bond ETF (code 511070).上海证券交易所同意广发证券为南方上证基准做市公司债交易型开放式指数证券投资基金（代码511070）提供一般做市服务。
2025-01-23GF Securities was approved by the Shanghai Stock Exchange to provide primary market-making services for the Tianhong SSE 180 ETF (code not fully given).上海证券交易所同意广发证券为天弘上证180交易型开放式指数证券投资基金提供主做市服务。
2025-01-24GF Securities was approved by the Shanghai Stock Exchange to provide primary market-making services for the E Fund SSE STAR AI ETF (code 588730).上海证券交易所同意广发证券为易方达上证科创板人工智能交易型开放式指数证券投资基金（代码588730）提供主做市服务。
2025-01-27GF Securities was approved by the Shanghai Stock Exchange to provide general market-making services for the China Universal SSE STAR 50 ETF (code not fully given).上海证券交易所同意广发证券为汇添富上证科创板50成份交易型开放式指数证券投资基金提供一般做市服务。
2025-02-06GF Securities becomes a general market maker for the Fullgoal Hang Seng A-Share Specialized & New Enterprises ETF (563210) on the Shanghai Stock Exchange.广发证券成为富国恒生A股专精特新企业ETF（563210）在上交所的一般做市商。
2025-02-12GF Securities becomes a general market maker for the Huaxia CSI HK-Listed Mainland Financial ETF on the Shanghai Stock Exchange.广发证券成为华夏中证港股通内地金融ETF在上交所的一般做市商。
2025-02-12GF Securities becomes a general market maker for the Huaxia CSI HK-Listed Central SOE Dividend ETF on the Shanghai Stock Exchange.广发证券成为华夏中证港股通央企红利ETF在上交所的一般做市商。
2025-02-18GF Securities becomes a general market maker for the Huaxia CSI Information Technology Application Innovation Industry ETF on the Shanghai Stock Exchange.广发证券成为华夏中证信息技术应用创新产业ETF在上交所的一般做市商。
2025-02-20GF Securities becomes a general market maker for the CICC Li'an Emerging Asia Select ETF (QDII) on the Shanghai Stock Exchange.广发证券成为招商利安新兴亚洲精选ETF（QDII）在上交所的一般做市商。
2025-02-24GF Securities becomes a general market maker for the Fullgoal SSE STAR Market New Energy ETF (588960) on the Shanghai Stock Exchange.广发证券成为富国上证科创板新能源ETF（588960）在上交所的一般做市商。
2025-02-24GF Securities becomes a general market maker for the Huaxia SSE Benchmark Corporate Bond ETF (511200) on the Shanghai Stock Exchange.广发证券成为华夏上证基准做市公司债ETF（511200）在上交所的一般做市商。
2025-02-27GF Securities becomes a general market maker for the Penghua SSE STAR Market 200 ETF on the Shanghai Stock Exchange.广发证券成为鹏华上证科创板200ETF在上交所的一般做市商。
2025-03-13Shanghai Stock Exchange approved GF Securities to act as general market maker for Huabao SSE STAR AI ETF (AI Ke Chuang) from March 13, 2025.上交所同意广发证券自2025年3月13日起为华宝上证科创板人工智能ETF（AI科创板）提供一般做市服务。
2025-03-21Shanghai Stock Exchange approved GF Securities to act as general market maker for Yin Hua CSI Oil & Gas Resources ETF from March 21, 2025.上交所同意广发证券自2025年3月21日起为银华中证油气资源ETF提供一般做市服务。
2025-03-24Shanghai Stock Exchange approved GF Securities to act as general market maker for Morgan SSE STAR New Generation IT ETF from March 24, 2025.上交所同意广发证券自2025年3月24日起为摩根上证科创板新一代信息技术ETF提供一般做市服务。
2025-04-01Shanghai Stock Exchange approved GF Securities as a general market maker for the WJ Robotics ETF (万家机器人ETF) from April 1.上交所同意广发证券自4月1日起为万家中证机器人ETF提供一般做市服务。
2025-04-02Shanghai Stock Exchange approved GF Securities as a principal market maker for the Galaxy CSI A500 ETF (银河中证A500ETF) from April 2.上交所同意广发证券自4月2日起为银河中证A500ETF提供主做市服务。
2025-04-20GF Securities selected as liquidity service provider for ChinaAMC Dividend Low Volatility 50 ETF (红利低波50ETF, 159547) from April 21.广发证券自4月21日起被选为华夏中证红利低波动50ETF（159547）的流动性服务商。
2025-04-24Shanghai Stock Exchange approved GF Securities as a general market maker for the Harvest SSE STAR Market Industrial Machinery ETF (嘉实上证科创板工业机械ETF, 588850) from April 24.上交所同意广发证券自4月24日起为嘉实上证科创板工业机械ETF（588850）提供一般做市服务。
2025-05-07Shanghai Stock Exchange approved GF Securities as the primary market maker for Penghua CSI A50 ETF (512240) starting May 7, 2025.上交所同意广发证券自2025年5月7日起为鹏华中证A50 ETF（512240）提供主做市服务。
2025-05-12Shanghai Stock Exchange approved GF Securities as the primary market maker for China Universal CSI State-owned Enterprise Belt and Road ETF (515990) starting May 12, 2025.上交所同意广发证券自2025年5月12日起为汇添富中证国企一带一路ETF（515990）提供主做市服务。
2025-05-12Shanghai Stock Exchange approved GF Securities as the primary market maker for China Universal SSE STAR Market Chip ETF (科创芯50) starting May 12, 2025.上交所同意广发证券自2025年5月12日起为汇添富上证科创板芯片ETF（科创芯50）提供主做市服务。
2025-05-16Shanghai Stock Exchange approved GF Securities as a general market maker for China Merchants CSI Free Cash Flow ETF (563770) starting May 16, 2025.上交所同意广发证券自2025年5月16日起为招商中证全指自由现金流ETF（563770）提供一般做市服务。
2025-05-30Shanghai Stock Exchange approved GF Securities as a general market maker for ChinaAMC SSE STAR Market Biomedical ETF (588130) starting May 30, 2025.上交所同意广发证券自2025年5月30日起为华夏上证科创板生物医药ETF（588130）提供一般做市服务。
2025-07-10Shanghai Stock Exchange approves GF Securities as the primary market maker for Penghua SSE STAR 100 ETF (588220) starting July 10, 2025.上交所同意广发证券自2025年7月10日起为鹏华上证科创板100ETF（588220）提供主做市服务。
2025-07-10Shanghai Stock Exchange approves GF Securities as the primary market maker for Guotai SSE STAR Composite ETF (589630) starting July 10, 2025.上交所同意广发证券自2025年7月10日起为国泰上证科创板综合ETF（589630）提供主做市服务。
2025-07-18Shanghai Stock Exchange approves GF Securities as market maker for Tianhong CSI A100 ETF (512060) starting July 18, 2025.上交所同意广发证券自2025年7月18日起为天弘中证A100ETF（512060）提供做市服务。
2025-07-21Shanghai Stock Exchange approves GF Securities as market maker for E Fund CSI AAA Sci-Tech Innovation Corporate Bond ETF starting July 21, 2025.上交所同意广发证券自2025年7月21日起为易方达中证AAA科技创新公司债ETF提供做市服务。
2025-07-25Shanghai Stock Exchange approves GF Securities as a general market maker for Harvest CSI All-Share Securities ETF (562870) starting July 25, 2025.上交所同意广发证券自2025年7月25日起为嘉实中证全指证券公司ETF（562870）提供一般做市服务。
2025-07-28Shanghai Stock Exchange approves GF Securities as a general market maker for Penghua SSE STAR Chip ETF (588920) starting July 28, 2025.上交所同意广发证券自2025年7月28日起为鹏华上证科创板芯片ETF（588920）提供一般做市服务。
2025-07-30Shanghai Stock Exchange approves GF Securities as the primary market maker for ChinaAMC SSE STAR Semiconductor Materials & Equipment Theme ETF (588170) starting July 30, 2025.上交所同意广发证券自2025年7月30日起为华夏上证科创板半导体材料设备主题ETF（588170）提供主做市服务。
2025-08-08Shanghai Stock Exchange approved GF Securities as a liquidity provider for ICBCCS SSE STAR 200 ETF (Code: 589200).上交所同意广发证券为工银瑞信上证科创板200ETF（代码589200）提供流动性服务。
2025-08-13Shanghai Stock Exchange approved GF Securities as a liquidity provider for E Fund CSI A50 Enhanced Strategy ETF (Code: 512030).上交所同意广发证券为易方达中证A50增强策略ETF（代码512030）提供流动性服务。
2025-08-25Shanghai Stock Exchange approved GF Securities as a market maker for Huaan Hang Seng Hong Kong Stock Connect Tech Theme ETF (Code: 520840).上交所同意广发证券为华安恒生港股通科技主题ETF（代码520840）提供做市服务。
2025-09-01GF Securities provides general market-making services for the SSE STAR AI ETF (KCAI, code 589090) starting from 2025-09-01.广发证券自2025年9月1日起为上证科创板人工智能ETF（KCAI，代码589090）提供一般做市服务。
2025-09-04GF Securities provides general market-making services for the SSE STAR Semiconductor Materials & Equipment ETF (KC Semiconductor, code 589020) starting from 2025-09-04.广发证券自2025年9月4日起为上证科创板半导体材料设备主题ETF（KC半导体，代码589020）提供一般做市服务。
2025-10-30GF Securities appointed as a general market maker for the CSI 500 ETF (500 Tian Fu, code 563750) on the Shanghai Stock Exchange, effective October 30, 2025.广发证券自2025年10月30日起为汇添富中证500ETF（500添富，代码563750）提供一般做市服务。
2025-11-03Shanghai Stock Exchange approved GF Securities as the main market maker for Huatai-PineBridge CSI Technology 100 ETF (515580) from Nov 3, 2025.上交所同意广发证券自2025年11月3日起为华泰柏瑞中证科技100ETF（515580）提供主做市服务。
2025-11-13Shanghai Stock Exchange approved GF Securities as a general market maker for E Fund Itau Bovespa Brazil ETF (520870) from Nov 13, 2025.上交所同意广发证券自2025年11月13日起为易方达伊塔乌巴西IBOVESPA ETF（520870）提供一般做市服务。
2025-11-28Shanghai Stock Exchange approved GF Securities as the main market maker for E Fund SSE Mid-Cap ETF (510130) from Dec 1, 2025.上交所同意广发证券自2025年12月1日起为易方达上证中盘ETF（510130）提供主做市服务。
2025-12-17Shanghai Stock Exchange approved GF Securities to act as the primary market maker for the Huaxia CSI Cloud Computing & Big Data ETF (516630) starting December 18, 2025.上交所同意广发证券自2025年12月18日起为华夏中证云计算与大数据主题ETF（516630）提供主做市服务。
2025-12-18Shanghai Stock Exchange approved GF Securities to act as a general market maker for the GF CSI All-Share Food ETF (563850) starting December 19, 2025.上交所同意广发证券自2025年12月19日起为广发中证全指食品ETF（563850）提供一般做市服务。
2025-12-19Shanghai Stock Exchange approved GF Securities to act as the primary market maker for the Southern CSI Banks ETF (512700) starting December 22, 2025.上交所同意广发证券自2025年12月22日起为南方中证银行ETF（512700）提供主做市服务。
2025-12-29Shanghai Stock Exchange approved GF Securities to act as the primary market maker for the Boshi SSE 30-Year Treasury Bond ETF (511130) starting December 30, 2025.上交所同意广发证券自2025年12月30日起为博时上证30年期国债ETF（511130）提供主做市服务。
2026-01-08Shanghai Stock Exchange approved GF Securities as the main market maker for BOCI500 (SSE 500 ETF) starting January 9, 2026.上海证券交易所同意广发证券自2026年1月9日起为中银证券中证500ETF（BOCI500）提供主做市服务。
2026-01-16Shanghai Stock Exchange approved GF Securities as the main market maker for the Yifangda SSE STAR Chip Design ETF (Kexin Design) starting January 19, 2026.上海证券交易所同意广发证券自2026年1月19日起为易方达上证科创板芯片设计主题ETF（科芯设计）提供主做市服务。
2026-02-27Shanghai Stock Exchange approves GF Securities as primary market maker for the Morgan Stanley Hang Seng Biotech ETF (520760) from March 2, 2026.上交所同意广发证券自2026年3月2日起为摩根恒生生物科技ETF（520760）提供主做市服务。
2026-04-16GF Securities began providing general market-making services for the China Universal CSI HK Healthcare ETF (code 526010) on the Shanghai Stock Exchange.广发证券自2026年4月17日起为汇添富中证港股通医疗主题ETF（代码526010）提供一般做市服务。
2026-05-15GF Securities became the primary market maker for the Jia Shi Shanghai Composite Enhanced Strategy ETF (code 562810) on SSE starting May 18, 2026.广发证券自2026年5月18日起为嘉实上证综合增强策略ETF（代码562810）提供主做市服务。
2026-05-26GF Securities terminated its general market-making service for the Huatai-PineBridge China-Korea Semiconductor ETF (code 513310) on SSE effective May 27, 2026.广发证券自2026年5月27日起终止为华泰柏瑞中证韩交所中韩半导体ETF（代码513310）提供一般做市服务。
2026-06-17GF Securities began providing general market-making services for Guotai Haitong Shazhou Commercial Real Estate Closed-end REIT (code 508602) on Shanghai Stock Exchange.广发证券为国泰海通砂之船封闭式商业不动产证券投资基金（代码508602）提供一般做市服务。
Borrowing & debt disclosure借款与债务披露
4 · 2024-02-06 → 2025-09-04
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Disclosures of cumulative new borrowings exceeding regulatory thresholds and bond interest/redemption events.累计新增借款超过监管阈值及债券付息/兑付事件的披露。
2024-02-06GF Securities cumulative new borrowings exceeded 40% of net assets at end-2023; as of Jan 31, 2024 total borrowings reached 421.381 billion yuan, with new borrowings of 63.706 billion yuan (45.29% of net assets).广发证券截至2024年1月31日累计新增借款637.06亿元，占上年末净资产45.29%，超过40%红线；借款余额4213.81亿元。
2024-10-13GF Securities announced that as of September 30, 2024, total borrowings reached 399.856 billion yuan, with a net increase of 42.182 billion yuan, accounting for 29.99% of net assets at year-end 2023, exceeding the 20% threshold.广发证券公告，截至2024年9月30日，公司借款余额为3998.56亿元，累计新增借款421.82亿元，占上年末净资产比例29.99%，超过20%。
2025-04-07GF Securities cumulative new borrowings as of March 31, 2025 reached 53.747 billion yuan, accounting for 35.11% of end-2024 net assets, exceeding the 20% disclosure threshold.截至2025年3月31日，广发证券累计新增借款537.47亿元，占2024年末净资产35.11%，超过20%披露阈值。
2025-09-04GF Securities announces that as of 2025-08-31, total borrowings reached 446.012 billion yuan, with new borrowings of 52.981 billion yuan, accounting for 34.61% of end-2024 net assets, exceeding the 20% threshold.广发证券公告截至2025年8月31日借款余额4460.12亿元，新增借款529.81亿元，占上年末净资产比例34.61%，超过20%。
IPO sponsorship mandatesIPO保荐业务
38 · 2024-02-23 → 2026-06-17
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GF Securities acted as sponsor for multiple IPO projects on ChiNext, BSE, and Hong Kong Stock Exchange.广发证券担任多个创业板、北交所和港交所IPO项目的保荐人。
2024-02-23GF Securities appointed as sponsor for Shangrui Technology's IPO on ChiNext; Shangrui is an international brand incubator for China's advanced manufacturing, with controlling shareholder Dongguan Banfu holding 29.11%.广发证券担任尚睿科技创业板IPO辅导券商；尚睿科技为中国先进制造业国际品牌孵化商，控股股东东莞市班夫企业管理合伙企业持股29.11%。
2024-02-28GF Securities appointed as sponsor for Qingdao Zhuoyingshe Technology's IPO on Beijing Stock Exchange; Zhuoyingshe produces die-cutting, EMI, optical materials, LED, new materials and automotive electronics, with controlling shareholder Qingdao Kangchuandai Trading holding 59.25%.广发证券担任青岛卓英社科技北交所IPO辅导券商；卓英社产品涵盖模切、EMI、光学材料、LED、新材料和汽车电子，控股股东青岛康川代贸易持股59.25%。
2024-06-28GF Securities acts as sponsor for Meiya Technology's (Guangdong Meiya Tourism Technology Group) Beijing Stock Exchange IPO application, which has been accepted.广发证券担任美亚科技（广东美亚旅游科技集团）北交所IPO保荐机构，申请已获受理。
2024-06-29GF Securities acts as sponsor for Xinte Energy's Shanghai main board IPO, which passed the listing committee review; proposed fundraising 8.8 billion yuan.广发证券担任新特能源沪主板IPO保荐机构，上市委会议通过，拟融资88亿元。
2024-06-30GF Securities acts as sponsor for Xinya Cable's (Guangdong Xinya Optical Cable) Shenzhen main board IPO, which passed the listing committee review; proposed fundraising 439.08 million yuan.广发证券担任新亚电缆（广东新亚光电缆）深主板IPO保荐机构，上市委会议通过，拟融资4.3908亿元。
2024-10-23Reports indicate that Chery Holding Group has selected GF Securities, along with CICC and Huatai International, to arrange the potential IPO of its auto subsidiary, which may seek a valuation of over 100 billion yuan and list in Hong Kong as early as 2025.据报道，奇瑞控股集团已选择广发证券、中金公司和华泰国际负责其汽车子公司的潜在IPO，估值或超1000亿元人民币，最早明年在香港上市。
2024-11-22GF Securities' IPO client Shandong Shengrun Technology Co., Ltd. (Shengrun Technology) had its Beijing Stock Exchange IPO application terminated on November 21, 2024.广发证券保荐的山东胜软科技股份有限公司（胜软科技）北交所IPO审核状态于2024年11月21日变更为“终止”。
2024-12-06GF Securities acts as the sponsor for Quanzhou Jiadeli Electronic Materials Co., Ltd. in its IPO filing for the A-share market; Jiadeli produces capacitor-grade polypropylene film.广发证券担任泉州嘉德利电子材料股份公司（电容器用聚丙烯薄膜生产企业）A股IPO辅导机构。
2024-12-31Guangdong Xinya Cable Co., Ltd. (Xinya Cable) submitted its IPO registration to the Shenzhen Stock Exchange, with GF Securities as the sponsor; the proposed fundraising amount is 439 million yuan.广东新亚光电缆股份有限公司（新亚电缆）深交所IPO提交注册，保荐机构为广发证券，拟融资金额4.39亿元。
2025-01-17CSRC issued a warning letter to GF Securities because the issuer Beifang Long (Northern Dragon) New Material Technology Co., Ltd., which it sponsored for IPO, recorded a loss in the year of listing.证监会对广发证券出具警示函，因其保荐的北方长龙新材料技术股份有限公司首发项目在上市当年即亏损。
2025-01-23GF Securities (Hong Kong) acted as the sole sponsor for Shandong Shengrun Technology Co., Ltd. (Shengrun Tech) in its IPO filing to the Hong Kong Stock Exchange.广发证券（香港）作为独家保荐人，协助山东胜软科技股份有限公司向港交所递交上市申请。
2025-04-17GF Securities continues as sponsor for Guangzhou Huayinkang Medical Group's IPO辅导 (phase 12); Huayinkang is a third-party pathology diagnostics firm covering 27 provinces, 60M+ tests/year.广发证券持续担任广州华银康医疗集团IPO辅导机构（第十二期）；华银康为第三方病理诊断企业，覆盖27省，年检测量超3500万例。
2025-04-25GF Securities continues as sponsor for Linsy Home Furnishing's IPO辅导 (phase 13); Linsy started辅导 in 2021 and has completed 13 phases.广发证券持续担任林氏家居IPO辅导机构（第十三期）；林氏家居于2021年启动辅导，已完成十三期。
2025-07-23Shandong Shengrun Technology's Hong Kong IPO filing lapses; GF Securities (Hong Kong) was the sole sponsor.山东胜软科技港股招股书失效，广发证券（香港）为独家保荐人。
2025-07-28Shandong Shengrun Technology re-submits IPO application to Hong Kong Stock Exchange, with GF Securities (Hong Kong) as the sole sponsor.山东胜软科技重新向港交所提交上市申请，广发证券（香港）担任独家保荐人。
2025-07-29GF Securities begins IPO coaching for Zhejiang Huihuang Sanlian Industrial Co., Ltd., a forestry tool manufacturer, as the sponsor.广发证券开始对浙江辉煌三联实业股份有限公司（林业工具制造商）进行IPO辅导，担任辅导机构。
2025-08-26GF Securities (Hong Kong) acted as joint sponsor for Xici Technology's IPO application on the Hong Kong Stock Exchange.广发证券（香港）担任希磁科技港交所上市申请的联席保荐人。
2025-11-07GF Securities replaced its sponsor representative for Beifang Changlong (688496) from Yang Weiran to Dai Ning due to job change.广发证券因原保荐代表人杨伟然工作变动，委派戴宁接替其担任北方长龙（688496）持续督导保荐代表人。
2025-11-10GF Securities became the IPO sponsor for Anhui Xinyuan Technology Co., Ltd., a national-level specialized 'Little Giant' firm in epoxy diluents and resins.广发证券担任安徽新远科技股份有限公司IPO辅导机构，该公司为国家级专精特新“小巨人”企业，主营环氧活性稀释剂和环氧树脂。
2025-11-19GF Securities acted as joint sponsor for Dongshan Precision's (global top PCB supplier) Hong Kong IPO, alongside UBS, Haitong, and CITIC.广发证券担任东山精密（全球前三大PCB供应商）香港IPO联席保荐人，其他保荐人包括瑞银、海通国际和中信证券。
2025-11-27GF Securities completed IPO辅导 for Ruishi Chuangxin (Chongqing) Technology Co., Ltd., a national-level specialized 'Little Giant' in RF front-end chips and modules.广发证券完成锐石创芯（重庆）科技股份有限公司IPO辅导工作，该公司为国家级专精特新“小巨人”企业，专注于射频前端芯片及模组。
2026-01-12GF Securities acted as sole sponsor for Vanguard Semiconductor's IPO application on the Hong Kong Stock Exchange.广发证券作为独家保荐人，协助威兆半导体向港交所递交上市申请。
2026-01-13GF Securities acted as joint sponsor (with JPMorgan and CICC) for Haid International's IPO application on the Hong Kong Stock Exchange.广发证券作为联席保荐人（与摩根大通、中金公司），协助海大国际向港交所递交上市申请。
2026-01-22Shenzhen Toptech Technology's IPO on the Beijing Stock Exchange passed the listing committee review; GF Securities is the sponsor.深圳市拓普泰克技术股份有限公司北交所IPO审核状态为“上市委会议通过”，保荐机构为广发证券。
2026-01-23GF Securities became the new sponsor for Ningbo Jiayin Mechatronic Technology's IPO on the Beijing Stock Exchange, replacing Yongxing Securities.广发证券变更为宁波佳音机电科技股份有限公司北交所IPO的辅导机构，替代原辅导机构甬兴证券。
2026-02-26GF Securities acts as joint sponsor for Jinxin Kangyang's Hong Kong IPO filing.广发证券担任锦欣康养香港上市申请的联席保荐人。
2026-02-27GF Securities acts as joint sponsor for Tgood's Hong Kong IPO filing; Tgood is the world's largest prefabricated substation supplier and China's largest EV charging equipment maker.广发证券担任特锐德香港上市申请的联席保荐人；特锐德是全球最大预制舱变电站供应商和中国最大电动汽车充电设备制造商。
2026-02-27GF Securities is the sole sponsor for Radvance Cayman Limited's Hong Kong IPO filing.广发证券担任Radvance Cayman Limited香港上市申请的独家保荐人。
2026-03-25GF Securities files IPO辅导 registration for Qingdao Guoshu Technology Co., Ltd. with Qingdao CSRC.广发证券为青岛国数科技股份有限公司办理IPO辅导备案登记。
2026-03-26Yuanjie Technology files for Hong Kong IPO with GF Securities and Guotai Haitong as joint sponsors.源杰科技向港交所递交上市申请，广发证券与国泰海通担任联席保荐人。
2026-03-27Shuanglin Co. files for Hong Kong IPO with GF Securities and CITIC Securities as joint sponsors.双林股份向港交所提交上市申请，广发证券与中信证券担任联席保荐人。
2026-03-30Shenghong Technology passes Hong Kong Stock Exchange hearing; GF Securities, JPMorgan and CSC as joint sponsors.胜宏科技通过港交所上市聆讯，广发证券、摩根大通及中信建投国际担任联席保荐人。
2026-03-30Tinci Materials files for Hong Kong IPO with GF Securities, JPMorgan and CITIC Securities as joint sponsors.天赐材料递交港交所上市申请，广发证券、摩根大通及中信证券担任联席保荐人。
2026-04-08GF Securities appointed as the sponsor for Jiaxing Yagang Composite Materials Co., Ltd.'s IPO tutoring filing with the Zhejiang Securities Regulatory Bureau.广发证券被指定为嘉兴雅港复合材料股份有限公司IPO辅导备案的辅导机构。
2026-04-28GF Securities (joint sponsor with CICC International) acted as joint sponsor for Ruoyuchen's Hong Kong IPO filing; Ruoyuchen is a new-consumer brand company with brands including Zhanjia, Feicui, and Newyibe.广发证券（与中信建投国际联席保荐）担任若羽臣港股上市申请的联席保荐人；若羽臣为新消费品牌公司，旗下有绽家、斐萃、纽益倍等品牌。
2026-05-12GF Securities acted as sole sponsor for Hubei Dongsheng Industrial's Hong Kong IPO filing; the company ranks 8th in domestic sales of industrial MAP and DAP in 2025.广发证券作为独家保荐人协助湖北东圣实业向港交所提交上市申请；该公司2025年工业级磷酸一铵和磷酸二铵国内销量均排名第八。
2026-05-29CSRC terminated the registration process for Meiya Technology's Beijing Stock Exchange IPO; GF Securities, as sponsor, faced criticism for due diligence lapses after the Guangdong CSRC issued warning letters for internal control and revenue recognition issues.证监会终止美亚科技北交所IPO注册程序；广发证券作为保荐机构因尽职调查疏漏受到质疑，此前广东证监局已就内控和收入确认问题出具警示函。
2026-06-17Guangdong Zhonghe Gaoxin Technology Co., Ltd. started Beijing Stock Exchange IPO tutoring with GF Securities as the tutoring institution; 2025 revenue 998 million yuan, net profit 70.02 million yuan.广东众和高新科技股份公司启动北交所上市辅导，辅导机构为广发证券；2025年营收9.98亿元，净利7001.63万元。
Quality Return Double Enhancement plan质量回报双提升方案
1 · 2024-02-28
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GF Securities released an action plan to focus on main business and enhance investor returns.广发证券发布行动方案聚焦主业并提升投资者回报。
2024-02-28GF Securities released a 'Quality Return Double Enhancement' action plan, pledging to focus on main business, serve the real economy, improve governance, strengthen core competitiveness, and enhance investor returns.广发证券发布“质量回报双提升”行动方案，承诺聚焦主责主业、服务实体经济、规范治理、强化核心竞争力、提升投资者获得感。
GF Xinde new energy fund广发信德新能源基金
1 · 2024-03-01
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GF Xinde partnered with GCL Energy to set up a private equity fund for solar-storage investments.广发信德与协鑫能科合作设立光伏储能私募股权基金。
2024-03-01GCL Energy (Xiexin Nengke) to invest RMB 240 million with GF Securities' subsidiary GF Xinde to set up a private equity fund for solar-storage and other new energy investments.协鑫能科拟出资2.4亿元与广发证券子公司广发信德共同设立私募基金，用于光储等新能源投资。
Regulatory penalties & warnings监管处罚与警示
7 · 2024-03-22 → 2026-05-08
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GF Securities received regulatory warnings and penalties for IPO inquiry violations, employee misconduct, and sponsor lapses.广发证券因IPO询价违规、员工不当行为和保荐失职受到监管警示和处罚。
2024-03-22Shanghai Stock Exchange issues regulatory warning to GF Securities for IPO online inquiry violations: improper internal research reports, inadequate pricing decision mechanism, and lack of internal controls.上交所对广发证券予以监管警示，因其在IPO网下询价中存在内部研究报告不规范、定价决策机制缺失、内控不足等违规行为。
2024-08-02The Guangdong Communications Administration ordered the GF Futures app to rectify for illegally collecting personal information, with a deadline of August 7.广东省通信管理局责令广发期货APP就违规收集个人信息问题进行整改，限期8月7日。
2024-09-15GF Securities, GF Futures, and Hongqiang Taihe Fund were banned from participating in offline inquiry and placement by the Securities Association of China for violating regulations.广发证券、广发期货、红墙泰和基金公司因违反规定被中国证券业协会禁止参与网下询价和配售。
2025-10-01GF Securities fined by Guangdong CSRC for failing to manage employee conduct; an analyst spread false information in a WeChat group. Ordered to correct.广发证券因未有效管理员工行为，个别分析师在微信群传播不实信息，被广东证监局责令改正。
2026-03-26Northern Dragon (301357) receives regulatory letters from Shenzhen Stock Exchange and Shaanxi CSRC for revenue recognition misstatements and internal control deficiencies in 2024 annual report; GF Securities as sponsor faces scrutiny.北方长龙因2024年年报收入跨期及内控缺陷收到深交所监管函和陕西证监局行政监管措施，作为持续督导机构的广发证券受到关注。
2026-05-08GF Securities board approved a proposal to proactively set up a compensation fund for investors in the Qingyue Technology IPO fraud case, pending CSRC determination of fraud.广发证券董事会审议通过清越科技事件议案，拟在证监会认定欺诈发行后主动设立先行赔付专项基金。
2026-05-08CSRC issued an advance administrative penalty notice for Qingyue Technology's financial fraud, proposing a fine of RMB 172.88 million on the company and RMB 33 million on four individuals, with market bans of 4-8 years; SSE will initiate delisting procedures.证监会对清越科技财务造假案作出行政处罚事先告知，拟对上市公司罚款17288万元，对4名责任人合计罚款3300万元并采取4-8年市场禁入，上交所将启动退市程序。
Annual & quarterly results年度及季度业绩
24 · 2024-03-28 → 2026-04-27
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GF Securities reported annual and quarterly financial results with revenue and profit trends.广发证券公布年度和季度财务业绩，展示收入和利润趋势。
2024-03-28GF Securities 2023 annual results: revenue RMB 23.3 billion (-7.29% YoY), net profit RMB 6.978 billion (-12% YoY), EPS RMB 0.83, proposes dividend of RMB 3 per 10 shares.广发证券2023年年报：营业收入233亿元（同比-7.29%），净利润69.78亿元（同比-12%），每股收益0.83元，拟每10股派发现金红利3元。
2024-03-28GF Securities 2023: total assets RMB 682.18 billion (+10.52% YoY), net assets attributable to shareholders RMB 135.72 billion (+12.96% YoY); investment banking revenue RMB 582 million (-3.34% YoY).广发证券2023年末总资产6821.82亿元（同比+10.52%），归母净资产1357.18亿元（同比+12.96%）；投行业务收入5.82亿元（同比-3.34%）。
2024-03-28GF Securities 2023: wealth management product custody scale grew 13.98% YoY; subsidiary GF Fund's non-money-market fund scale ranked 3rd (RMB 670.2 billion), associate E Fund ranked 1st (RMB 1.01 trillion).广发证券2023年代销金融产品保有规模较上年末增长13.98%；子公司广发基金非货规模排名第3（6702.46亿元），参股公司易方达基金排名第1（1.01万亿元）。
2024-03-28GF Securities 2023: investment income (including fair value changes) surged 95% YoY to RMB 4.29 billion, financial assets expanded 19.3% to RMB 361.2 billion.广发证券2023年投资业务收入（含公允价值变动）同比大增95%至42.9亿元，金融资产规模同比扩大19.3%至3612亿元。
2024-03-28GF Securities 2023: IPO underwriting scale RMB 2.0 billion (-30.9% YoY), rights issue RMB 14.3 billion (-7.3%), bond underwriting RMB 244.4 billion (+72.1% YoY).广发证券2023年IPO承销规模20亿元（同比-30.9%），再融资143亿元（同比-7.3%），债券承销2444亿元（同比+72.1%）。
2024-03-29GF Securities holds 2023 annual results briefing; discloses that its Yi Tao Jin e-commerce platform's financial product sales and transfers reached RMB 216.8 billion in 2023.广发证券召开2023年度业绩说明会，透露易淘金电商平台2023年金融产品销售及转让金额达2168亿元。
2024-04-10GF Securities 2023 annual results: total revenue 23.3 billion yuan, net profit 6.978 billion yuan; revenue and net profit declined for two consecutive years; cash dividend ratio 32.7% of net profit.广发证券2023年实现营业总收入233亿元，净利润69.78亿元；营收及归母净利润连续两年下降；现金分红占净利润32.7%。
2024-05-01GF Securities reported Q1 2024 results: total operating revenue of RMB 4.949 billion, down 23.59% YoY; net profit attributable to shareholders of RMB 1.538 billion, down 28.67% YoY. Brokerage, asset management, interest, and investment income all declined, while investment banking revenue rose 47.3%.广发证券2024年一季报：营业总收入49.49亿元，同比下降23.59%；归母净利润15.38亿元，同比下降28.67%。经纪、资管、利息、投资收入均下滑，投行收入同比增长47.3%。
2024-06-25GF Securities reports Q1 2024 revenue of 4.949 billion yuan (down 23.59% YoY) and net profit of 1.538 billion yuan (down 28.67% YoY).广发证券2024年第一季度营收49.49亿元（同比下降23.59%），净利润15.38亿元（同比下降28.67%）。
2024-08-30GF Securities released 2024 half-year results: revenue 11.778 billion yuan, down 11.02% YoY; net profit 4.362 billion yuan, down 3.88% YoY; proposed cash dividend of 1 yuan per 10 shares.广发证券发布2024年半年报：营业收入117.78亿元，同比下降11.02%；净利润43.62亿元，同比下降3.88%；拟每10股派发现金红利1元。
2024-08-30GF Securities' 2024 half-year report showed: A-share rights offering lead underwriting amount of 6.945 billion yuan (3 deals); bond lead underwriting amount of 152.428 billion yuan (293 issues), up 64.63% YoY; wealth management product scale exceeded 220 billion yuan, up 4% from end-2023.广发证券2024半年报显示：A股股权再融资主承销金额69.45亿元（3单）；债券主承销金额1524.28亿元（293期），同比增长64.63%；代销金融产品保有规模超2200亿元，较上年末增长4%。
2025-03-28GF Securities released 2024 annual report: revenue RMB 27.199bn (+16.74% YoY), net profit RMB 9.637bn (+38.11% YoY). Proposed final dividend RMB 4.0 per 10 shares (tax incl.). Full-year total dividend payout ratio 39.46%.广发证券发布2024年年报：营业总收入271.99亿元（同比+16.74%），净利润96.37亿元（同比+38.11%）；拟每10股派发现金红利4.0元（含税），全年分红比例39.46%。
2025-03-29GF Securities 2024 annual report details: wealth management revenue RMB 11.74bn (+11.48%), trading & institutional revenue RMB 6.972bn (+87.98%). Underwriting of sci-tech innovation bonds 110 issues (RMB 34.479bn), rural revitalization bonds 5 issues (RMB 1.119bn). A-share equity underwriting RMB 8.666bn. Subsidiaries GF Fund and Yifangda Fund manage combined public fund AUM >RMB 3.5 trillion.广发证券2024年年报详情：财富管理收入117.4亿元（+11.48%），交易及机构收入69.72亿元（+87.98%）；主承销科技创新债110期（344.79亿元）、乡村振兴债5期（11.19亿元）；A股股权融资86.66亿元；子公司广发基金和易方达基金合计管理公募基金规模超3.5万亿元。
2025-04-02GF Securities 2024 annual report: revenue 27.199 billion yuan (+16.74% YoY), net profit 9.637 billion yuan (+38.11% YoY); investment income 8.577 billion yuan (+61.81% YoY).广发证券2024年年报：营收271.99亿元（同比+16.74%），归母净利润96.37亿元（同比+38.11%）；投资收益85.77亿元（同比+61.81%）。
2025-04-29GF Securities 2025 Q1 results: operating revenue 7.24 billion yuan (+46.29% YoY), net profit 2.757 billion yuan (+79.23% YoY), EPS 0.33 yuan.广发证券2025年一季报：营业总收入72.4亿元（同比+46.29%），净利润27.57亿元（同比+79.23%），基本每股收益0.33元。
2025-08-29GF Securities reported 2025 H1 results: revenue 15.398 billion yuan (+34.38% YoY), net profit 6.469 billion yuan (+48.31% YoY), EPS 0.79 yuan, proposed interim dividend of 1 yuan per 10 shares.广发证券发布2025年半年报：营业收入153.98亿元（同比+34.38%），净利润64.69亿元（同比+48.31%），基本每股收益0.79元，拟每10股派发现金红利1元。
2025-09-01GF Securities releases 2025 semi-annual report: net profit attributable to parent 6.47 billion yuan, +48.3% YoY; revenue 15.4 billion yuan, +30.7% YoY; total assets 815.84 billion yuan, +18.4% YoY.广发证券发布2025年半年报：归母净利润64.7亿元，同比+48.3%；营业收入154.0亿元，同比+30.7%；总资产8158.4亿元，同比+18.4%。
2025-10-30GF Securities reported 9M25 results: revenue 26.164 billion yuan (+41.04% YoY), net profit 10.934 billion yuan (+61.64% YoY); Q3 net profit 4.465 billion yuan (+85.86% YoY).广发证券发布2025年三季报：前三季度营收261.64亿元（同比+41.04%），净利润109.34亿元（同比+61.64%）；第三季度净利润44.65亿元（同比+85.86%）。
2026-03-30GF Securities reports 2025 annual results: revenue RMB 35.493 billion (+34.33% YoY), net profit RMB 13.702 billion (+42.18% YoY); proposes cash dividend of RMB 5 per 10 shares.广发证券发布2025年年报：营业收入354.93亿元（同比+34.33%），净利润137.02亿元（同比+42.18%）；拟每10股派发现金红利5元。
2026-03-30GF Securities board schedules meeting for March 30 to review audited 2025 annual results and consider final dividend proposal.广发证券董事会将于2026年3月30日举行会议，审议2025年经审计年度业绩及末期股息建议。
2026-04-01GF Securities 2025 annual results: net profit 13.702 billion yuan, +42.18% YoY; adjusted revenue 35.36 billion yuan, +34% YoY; weighted average ROE 10.16%, +2.72ppt. Full-year cash dividend 4.673 billion yuan, payout ratio 34.11%.广发证券2025年年报：净利润137.02亿元，同比增长42.18%；调整后营收353.6亿元，同比增长34%；加权平均ROE 10.16%，同比+2.72个百分点。全年现金分红46.73亿元，分红比例34.11%。
2026-04-02GF Securities wealth management transformation: agency-distributed financial product balance exceeded 370 billion yuan, +42.65% YoY; Shanghai/Shenzhen stock fund turnover reached 40.38 trillion yuan, +68.64% YoY.广发证券财富管理转型：代销金融产品保有规模超3700亿元，同比增长约42.65%；沪深股票基金成交金额达40.38万亿元，同比增长68.64%。
2026-04-02GF Securities investment income net 12.335 billion yuan in 2025, +59.66% YoY.广发证券2025年投资收益净额123.35亿元，同比增长59.66%。
2026-04-27GF Securities 2026 Q1 results: revenue 11.682 billion yuan, +64.33% YoY; net profit 4.707 billion yuan, +70.73% YoY; driven by brokerage, fund management income and fair value changes.广发证券2026年一季报：营业收入116.82亿元，同比增长64.33%；净利润47.07亿元，同比增长70.73%；主因经纪业务、基金管理业务净收入增加及公允价值变动。
Board & executive changes董事会及高管变更
9 · 2024-04-15 → 2025-10-15
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GF Securities held board elections and made senior management appointments and resignations.广发证券进行董事会选举和高级管理层任命及辞职。
2024-04-15GF Securities announced the 11th board of directors election: proposed non-independent directors include Lin Chuanhui, Sun Xiaoyan, Qin Li, Xiao Xuesheng (new executive director), and non-executive directors Li Xiulin, Shang Shuzhi, Guo Jingyi.广发证券公告第十一届董事会换届：提名林传辉、孙晓燕、秦力、肖雪生（新增执行董事）为执行董事候选人；李秀林、尚书志、郭敬谊为非执行董事候选人。
2024-05-10GF Securities held the 11th Board of Directors first meeting, electing Lin Chuanhui as Chairman and appointing Qin Li as General Manager and authorized representative for HKEX communication. Other senior management appointments include Sun Xiaoyan as Executive Deputy GM & CFO, Xin Zhiyun as Deputy GM & CIO, Wu Shunhu as Compliance Officer, Cui Zhouhang as CRO, and Yin Zhongxing as Board Secretary.广发证券召开第十一届董事会第一次会议，选举林传辉为董事长，聘任秦力为总经理及与香港联交所沟通的授权代表。其他高管任命包括孙晓燕为常务副总经理兼财务总监、辛治运为副总经理兼首席信息官、吴顺虎为合规总监、崔舟航为首席风险官、尹中兴为董事会秘书。
2024-05-10GF Securities appointed Yin Zhongxing as Board Secretary, Joint Company Secretary, and Securities Affairs Representative, effective after passing qualification tests.广发证券聘任尹中兴为董事会秘书、联席公司秘书、证券事务代表，待通过资质测试后正式履职。
2024-05-10GF Securities' 11th Supervisory Board first meeting elected Zhou Xitai as Chairman of the Supervisory Board.广发证券第十一届监事会第一次会议选举周锡太为监事会监事长。
2024-06-07GF Securities Asset Management (Guangdong) appoints Kong Weicheng as general manager; Qin Li resigns as GM but remains chairman.广发证券资产管理（广东）任命孔维成为总经理，原总经理秦力离任但继续担任董事长。
2024-06-07GF Securities Asset Management (Guangdong) appoints Jiang Rong as acting chief risk officer and Wu Shunhu as compliance officer; Kong Weicheng leaves both posts.广发证券资产管理（广东）任命蒋荣代任首席风险官、吴顺虎为合规负责人，孔维成离任两职。
2024-06-11GF Securities chairman Lin Chuanhui resigns as GM, appointed Qin Li as new GM; Sun Xiaoyan named executive deputy GM and CFO; other senior management changes approved.广发证券董事长林传辉卸任总经理，聘任秦力为新总经理；孙晓燕任常务副总经理兼财务总监；其他高管变动获批准。
2024-07-12Yin Zhongxing officially assumed the roles of Board Secretary, Joint Company Secretary, and Securities Affairs Representative of GF Securities, replacing Xu Youjun.尹中兴正式担任广发证券董事会秘书、联席公司秘书、证券事务代表，接替徐佑军。
2025-10-15GF Securities Vice President Li Qian resigned due to personal job changes, effective immediately; he will hold no further positions at the company or its subsidiaries.广发证券副总经理李谦因个人工作变动辞职，不再担任公司及子公司任何职务。
Sponsor change & trustee reports持续督导变更及受托管理报告
8 · 2024-04-16 → 2026-06-22
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GF Securities acted as bond trustee and changed sponsor representatives for various projects.广发证券担任债券受托管理人并变更多个项目的保荐代表人。
2024-04-16GF Securities became the new sponsor for Nanjing Zhengke Pharmaceutical (836342) on the NEEQ, replacing Wanlian Securities, effective April 10, 2024.广发证券成为南京正科医药（836342）的新持续督导主办券商，替代万联证券，自2024年4月10日起生效。
2024-04-25GF Securities, as trustee for Haitong Securities' 2023 short-term corporate bond (23 Haitong S1), issued a temporary management report after Haitong received a CSRC penalty notice.广发证券作为海通证券“23海通S1”债券受托管理人，就海通证券收到证监会行政处罚事先告知书出具临时受托管理事务报告。
2024-04-26GF Securities issued a temporary management report regarding Shanxi Coking Coal Group's director changes (over one-third of directors changed), as trustee for '24 Jiaomei K1' bond.广发证券作为“24焦煤K1”债券受托管理人，就山西焦煤集团董事变更（超过三分之一）出具临时受托管理事务报告。
2024-05-23GF Securities, as bond trustee for Guangdong Highway Construction Co., Ltd., noted the absorption merger of subsidiary Guangdong Luoyang Expressway Co., Ltd. into the parent, with a new branch established.广发证券作为广东省公路建设有限公司债券受托管理人，关注其吸收合并子公司广东罗阳高速公路有限公司并新设分公司事项。
2024-07-19GF Securities, as trustee, convened the second bondholders' meeting for 'H6 Tianguang 01' bonds of Tianguang Zhongmao, where a resolution to authorize the trustee to declare claims was passed with 64.22% approval.广发证券作为受托管理人召集天广中茂‘H6天广01’公司债券2024年第二次债券持有人会议，授权受托管理人代为申报债权的议案以64.22%同意票通过。
2024-08-06GF Securities, as lead underwriter for Baota Petrochemical's 2014 second tranche medium-term notes (14 Ning Baota MTN002), reported a default of 1.086 billion yuan in principal and interest, and is following up on bankruptcy restructuring and creditor meetings.广发证券作为宝塔石化2014年度第二期中期票据（14宁宝塔MTN002）主承销商，报告该债券本息10.86亿元违约，并跟进破产重整及债权人会议。
2025-06-27GF Securities changed its sponsor representative for Jin Dawei's 2023 convertible bond project: Li Xiaofang replaced by Li Shu due to job change.广发证券变更金达威2023年可转债项目的保荐代表人：因李晓芳工作变动，由李姝接替。
2026-06-22GF Securities changed its sponsor representative for Zhiou Technology's IPO continuous supervision: Xia Pengzhi replaced by Li Jiawei.广发证券变更致欧科技IPO持续督导保荐代表人：夏朋志由李嘉伟接替。
Bond interest & redemption债券付息与兑付
6 · 2024-05-13 → 2024-09-12
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Interest payments and principal redemptions on perpetual subordinated bonds and short-term corporate bonds.永续次级债券和短期公司债券的利息支付及本金兑付。
2024-05-13GF Securities paid interest on its 2023 perpetual subordinated bonds (third tranche) of RMB 5 billion at a coupon rate of 3.78% for the period May 15, 2023 to May 14, 2024.广发证券支付2023年第三期永续次级债券利息，规模50亿元，票面利率3.78%。
2024-06-03GF Securities pays interest on perpetual subordinated bond '23 GF Y4' (30 billion yuan, 3.73% coupon) on June 5, 2024.广发证券于2024年6月5日支付永续次级债券“23广发Y4”（规模30亿元，票面利率3.73%）利息。
2024-06-12GF Securities redeems short-term corporate bond '24 GF D1' (principal and interest) on June 14, 2024; per 1,000 yuan face value pays 1,005.517808 yuan.广发证券于2024年6月14日兑付短期公司债券“24广发D1”本息，每手面值1000元兑付本息合计1005.517808元。
2024-06-27GF Securities pays interest on perpetual subordinated bond '22 GF Y1' (2.7 billion yuan, 3.75% coupon) on July 1, 2024.广发证券于2024年7月1日支付永续次级债券“22广发Y1”（规模27亿元，票面利率3.75%）利息。
2024-07-15GF Securities paid interest on its '23 GF 06' bond (due July 17, 2024) at a coupon rate of 2.75%, distributing 27.50 yuan per 1,000 yuan face value (before tax).广发证券支付‘23广发06’债券利息，票面利率2.75%，每手（面值1000元）派发利息27.50元（含税）。
2024-09-12GF Securities announced the interest payment and principal repayment of '21 Guangfa 10' (30 billion yuan, coupon 3.10%) on Sep 18, 2024, and interest payment for '21 Guangfa 11' and '21 Guangfa 12'.广发证券公告，将于2024年9月18日支付“21广发10”（发行规模30亿元，票面利率3.10%）的利息及本金，并支付“21广发11”及“21广发12”的利息。
GF Holdings (Hong Kong) capital injection广发控股（香港）增资
4 · 2024-05-14 → 2026-03-12
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GF Securities injected capital into its Hong Kong subsidiary multiple times to support international business.广发证券多次向香港子公司增资以支持国际业务。
2024-05-14GF Securities increased capital in its wholly-owned subsidiary GF Holdings (Hong Kong) by HKD 1.5 billion, raising its paid-in capital to HKD 7.1 billion.广发证券向其全资子公司广发控股（香港）增资15亿港元，实缴资本增至71亿港元。
2024-07-26GF Securities increased capital to its wholly-owned subsidiary GF Holdings (Hong Kong) by 1.1 billion HKD, raising its paid-in capital to 8.2 billion HKD, as part of a previously approved plan to inject up to 5.237 billion HKD.广发证券向其全资子公司广发控股（香港）增资11亿港元，实缴资本增至82亿港元，此为之前批准的最高52.37亿港元增资计划的一部分。
2025-01-08GF Securities increased the paid-in capital of its wholly-owned subsidiary GF Holdings (Hong Kong) Co., Ltd. by HKD 2.137 billion to HKD 10.337 billion.广发证券向全资子公司广发控股（香港）有限公司增资21.37亿港元，实缴资本增至103.37亿港元。
2026-03-12GF Securities board approves up to HKD 6.101 billion capital increase to wholly-owned subsidiary GF Holdings (Hong Kong) to support international business and cross-border services.广发证券董事会审议通过向全资子公司广发控股（香港）有限公司增资不超过61.01亿港元，以支持国际业务和跨境服务能力。
Policy research & Greater Bay Area政策研究与粤港澳大湾区
1 · 2024-05-19
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GF Securities submitted research reports on cross-border capital flow and Greater Bay Area connectivity.广发证券提交关于跨境资本流动和粤港澳大湾区互联互通的研究报告。
2024-05-19GF Securities Industrial Research Institute submitted a report to Guangdong Finance Society on high-level connectivity in the Guangdong-Hong Kong-Macao Greater Bay Area, focusing on cross-border capital flow optimization.广发证券产业研究院向广东金融学会提交粤港澳大湾区高水平互联互通研究报告，聚焦跨境资本流动优化。
TVB strategic investment电视广播战略投资
1 · 2024-05-21
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GF Securities participated in Television Broadcasts Limited's strategic financing.广发证券参与电视广播有限公司的战略融资。
2024-05-21GF Securities participated as an investor in Television Broadcasts Limited's strategic financing of HKD 109 million, alongside Shaw Brothers Holdings.广发证券参与电视广播有限公司1.09亿港元战略融资，联合投资方包括邵氏兄弟控股。
Legal disputes & lawsuits法律纠纷与诉讼
3 · 2024-06-23 → 2024-12-30
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GF Securities faced securities fraud lawsuits and regulatory scrutiny, with some cases resolved.广发证券面临证券欺诈诉讼和监管审查，部分案件已解决。
2024-06-23Court rules GF Securities bears no liability in Yihua Lifestyle securities fraud case; auditor Guangdong Zhengzhong Jianghuai held 100% liable.法院判决广发证券在宜华生活虚假陈述案中无需担责，审计机构广东正中珠江承担100%连带赔偿责任。
2024-12-16GF Securities received a civil ruling from the Shenzhen Intermediate People's Court regarding a securities misrepresentation lawsuit related to Meishang Ecology's 2018 private placement, where GF acted as sponsor. 12 plaintiffs claim approximately 950,000 yuan; the case adopts a representative action procedure.广发证券收到深圳中院关于美尚生态2018年非公开发行股票项目证券虚假陈述责任纠纷案的民事裁定书，12名原告索赔约95万元，案件适用普通代表人诉讼程序。
2024-12-30In the Meishang Ecology lawsuit, the Shenzhen Intermediate Court issued a rights registration notice for the representative action; the total claim amount is 950,200 yuan. GF Securities stated the final impact on profit is uncertain.美尚生态案中，深圳中院发布代表人诉讼权利登记公告，12名原告合计索赔95.02万元；广发证券表示最终涉诉金额不确定。
Awards & recognition奖项与认可
2 · 2024-06-25 → 2025-11-25
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GF Securities won awards for financial services and was included in the MSCI China Index.广发证券获得金融服务奖项并被纳入MSCI中国指数。
2024-06-25GF Securities wins 'Top 10 Cases in Financial Services for Private Economy' and other awards at Guangzhou Financial Services Quality Awards.广发证券在广州金融服务高质量发展颁奖大会上荣获“金融服务民营经济十佳案例”等多个奖项。
2025-11-25GF Securities was included in the MSCI China Index, expected to attract international passive fund allocation.广发证券被纳入MSCI中国指数，预计将吸引国际被动资金配置。
Internal policy & governance updates内部政策与治理更新
6 · 2024-06-26 → 2025-12-29
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GF Securities revised compliance measures, abolished supervisory board, and updated governance rules.广发证券修订合规制度，取消监事会并更新治理规则。
2024-06-26GF Securities board approves revision of the 'GF Securities Compliance Accountability Measures'.广发证券董事会审议通过修订《广发证券合规问责办法》的议案。
2025-12-04GF Securities plans to abolish its supervisory board and transfer its functions to the board's audit committee, in response to the new Company Law and CSRC rules; the proposal will be voted on at the 2025 third EGM and class meetings.广发证券拟取消监事会，将其职权转由董事会审计委员会行使，以响应新《公司法》及证监会规则；该议案将提交2025年第三次临时股东大会及类别股东大会表决。
2025-12-19GF Securities announced that its 2025 third EGM and class meetings will be held on December 23, 2025, to vote on the revised articles of association (including abolishing the supervisory board).广发证券公告将于2025年12月23日召开2025年第三次临时股东大会及类别股东大会，审议修订公司章程（包括取消监事会）的议案。
2025-12-24GF Securities' shareholders approved the revised Board Rules of Procedure, adding ESG report review to the strategy committee's duties and tightening conflict-of-interest voting rules.广发证券股东大会审议通过新版《董事会议事规则》，战略委员会新增ESG报告审议职能，并强化利益冲突表决规则。
2025-12-24GF Securities' shareholders approved the revised Shareholders' Meeting Rules, clarifying cumulative voting for director elections when a single shareholder holds ≥30% or combined ≥50% of shares.广发证券股东大会审议通过新版《股东会议事规则》，明确单一股东持股≥30%或合计持股≥50%时选举董事须实行累积投票制。
2025-12-29GF Securities formally abolished its supervisory board and terminated the positions of five supervisors (Zhou Xitai, Wang Zhenyu, Zheng Chunmei, Zhou Feimei, Yi Xinyu) effective December 23, 2025, with audit committee assuming supervisory duties.广发证券正式撤销监事会，周锡太、王振宇、郑春美、周飞媚、易鑫钰五位监事职务于2025年12月23日终止，由审计委员会履行监督职责。
Dividend distributions股息分配
7 · 2024-06-26 → 2026-04-13
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GF Securities announced and paid interim and final cash dividends to shareholders.广发证券宣布并支付中期和末期现金股息。
2024-06-26GF Securities announces 2023 A-share cash dividend: 3 yuan per 10 shares (tax incl.), record date July 2, 2024.广发证券公告2023年度A股利润分配：每10股派发现金红利3元（含税），股权登记日为2024年7月2日。
2024-09-03GF Securities announced a 2024 interim dividend plan: distribute cash dividend of 1.0 yuan (pre-tax) per 10 shares, accounting for 17.44% of net profit attributable to parent for Jan-Jun 2024.广发证券公布2024年中期分红预案：拟向全体股东每10股分配现金红利1.0元（含税），占2024年1-6月归母净利润的17.44%。
2024-11-21GF Securities announced its 2024 interim A-share dividend: RMB 0.1 per 10 shares (RMB 0.1 per share), with record date November 27 and ex-dividend date November 28, 2024; total cash dividend approximately RMB 590 million based on 5.904 billion eligible shares.广发证券公告2024年度中期A股利润分配：每10股派发现金红利1元（含税），股权登记日11月27日，除息日11月28日；以剔除已回购股份后的59.04亿股为基数，实际现金分红总额约5.9亿元。
2025-06-24GF Securities announced its 2024 A-share profit distribution plan: a cash dividend of 4.0 yuan (pre-tax) per 10 shares, based on total A-share capital of 5,904,049,311 shares, no bonus shares or capital reserve increase.广发证券发布2024年度A股利润分配方案：以A股总股本5,904,049,311股为基数，每10股派发现金红利4.0元（含税），不送红股及转增股本。
2025-09-01GF Securities proposes interim cash dividend of 1.0 yuan per 10 shares (tax included), payout ratio 11.76% of H1 net profit.广发证券拟每10股派发现金红利1.0元（含税），分红比例占上半年归母净利润的11.76%。
2025-10-15GF Securities announced 2025 interim A-share dividend: 0.1 yuan per share (1 yuan per 10 shares), ex-dividend date October 22, 2025.广发证券宣布2025年度中期A股利润分配：每股派发现金红利0.1元（每10股派1元），除权除息日2025年10月22日。
2026-04-13GF Securities board approved 2025 profit distribution plan: 5 yuan cash dividend per 10 shares (pre-tax), total annual cash dividend 4.673 billion yuan, payout ratio 34.11%.广发证券董事会审议通过2025年度利润分配预案：每10股派发现金红利5元（含税），全年合计现金分红46.73亿元，分红比例34.11%。
Share pledges & shareholder actions股份质押及股东行动
13 · 2024-07-24 → 2026-06-25
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Major shareholders pledged shares and Liaoning Chengda issued exchangeable bonds.主要股东质押股份，辽宁成大发行可交换债券。
2024-07-24Mengbaihe's controlling shareholder Ni Zhanggen pledged an additional 5 million shares to GF Securities as a supplementary pledge, increasing total pledged shares to 100.85 million (52.03% of his holdings).梦百合控股股东倪张根向广发证券补充质押500万股，累计质押股份增至1.0085亿股（占其持股的52.03%）。
2024-08-21Ni Zhanggen, controlling shareholder of Mengbaihe (603313), pledged an additional 4 million shares to GF Securities as a supplementary pledge, bringing total pledged shares to 115.85 million (59.77% of his holdings).梦百合(603313)控股股东倪张根向广发证券补充质押400万股，累计质押1.1585亿股（占其持股59.77%）。
2025-02-12Liaoning Chengda, a major shareholder of GF Securities, approves a plan to sell up to 3% of GF Securities' total A-share capital, subject to shareholder approval.广发证券主要股东辽宁成大董事会授权管理层处置不超过广发证券总股本3%的A股股份，待股东会审议。
2025-03-03Yue Min Tou (Guangdong Private Investment) increased stake in Liaoning Chengda to become its largest shareholder, indirectly targeting control of GF Securities; it issued a commitment not to seek control for 12 months.粤民投增持辽宁成大成为其第一大股东，间接剑指广发证券控制权；并出具12个月内不谋求控制权的承诺函。
2025-10-18Major shareholder Liaoning Chengda transferred 130 million GF Securities A-shares to a trust account as collateral for its first exchangeable corporate bond (25 Cheng Da E1).持股5%以上股东辽宁成大将1.3亿股广发证券A股划转至担保信托账户，用于发行首期可交换公司债券（25成大E1）。
2025-11-04Major shareholder Liaoning Chengda completed the first tranche of private placement of exchangeable corporate bonds (25 Chengda E1) for RMB 1.8 billion, 3-year term, coupon 0.01%, initial conversion price RMB 24.58 per share.持股5%以上股东辽宁成大完成非公开发行可交换公司债券（第一期）（25成大E1），规模18亿元，期限3年，票面利率0.01%，初始换股价格24.58元/股。
2025-11-18Major shareholder Liaoning Chengda transferred 75 million A-shares of GF Securities to a trust account for the second tranche of exchangeable bonds (25 Chengda E2), with CITIC Securities as trustee.持股5%以上股东辽宁成大将7500万股广发证券A股划转至可交换公司债券（第二期）（25成大E2）担保及信托专户，受托管理人为中信建投。
2025-12-29Major shareholder Liaoning Chengda completed the second tranche of a privately placed exchangeable bond (25 Chengda E2, 117247) for RMB 1 billion, 3-year term, coupon 0.01%, initial conversion price RMB 24.58 per share, exchange period from June 30, 2026 to December 28, 2028.持股5%以上股东辽宁成大完成第二期非公开发行可交换公司债券（25成大E2，117247），规模10亿元，期限3年，票面利率0.01%，初始换股价格24.58元/股，换股期2026年6月30日至2028年12月28日。
2026-02-26Shareholder of Xixiang Group deposited shares worth HKD 116 million into GF Securities Hong Kong, representing 5.72% of the company.喜相逢集团股东将市值1.16亿港元的股票存入广发证券香港，占比5.72%。
2026-04-10Shareholder of Leshufu (02698.HK) deposited shares worth 2.521 billion HKD (12.22% stake) into GF Securities Hong Kong.乐舒适(02698.HK)股东将市值25.21亿港元（占比12.22%）的股票存入广发证券香港。
2026-05-07Major shareholder Liaoning Chengda received a no-objection letter from SZSE for a non-public issuance of exchangeable corporate bonds up to RMB 4 billion.持股5%以上股东辽宁成大收到深交所无异议函，拟非公开发行可交换公司债券，面值不超过40亿元。
2026-05-12A shareholder of Yihai International transferred shares worth HK$1.105 billion (6.69% stake) from GF Securities Hong Kong to Futu Securities International Hong Kong.颐海国际股东将市值11.05亿港元（占比6.69%）的股票由广发证券香港转入富途证券国际香港。
2026-06-25GF Securities held its 2025 annual shareholders' meeting, all resolutions passed by ordinary resolution, no proposals rejected.广发证券召开2025年度股东会，所有议案以普通决议通过，无提案被否决。
Equity investments & underwriting wins股权投资及承销中标
7 · 2024-08-01 → 2026-06-05
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GF Securities participated in private placements and won underwriting mandates.广发证券参与定向增发并中标承销项目。
2024-08-01GF Securities participated as an investor in Dabeinong's (002385.SZ) private placement, subscribing at 3.31 yuan per share.广发证券参与大北农(002385.SZ)定向增发，以3.31元/股认购。
2024-12-10GF Securities won the bid as the lead underwriter for Hubei Edong Industrial Investment Group's 2024定向债务融资工具 (PPN) project.广发证券中标湖北鄂东产业投资集团有限公司2024年定向债务融资工具(PPN)主承销商选聘项目。
2025-08-06GF Securities won a 1.2 million yuan market value management service bid from Tianjin Venture Capital Group and Bubao Group.广发证券中标天津创业环保集团和不保集团市值管理服务项目，中标金额120万元。
2026-01-22GF Securities won the bid as underwriter for Shantou Investment Holding Group's 2026 corporate bond registration and issuance, with a bid amount of RMB 1.05 million.广发证券中标汕头市投资控股集团有限公司2026年度公司债券注册发行承销服务项目，中标金额105万元。
2026-05-07GF Securities acted as lead underwriter for Guiyan Platinum's private placement, introducing strategic investors including China Gold Group, with an issue price 126.65% above the floor.广发证券作为主承销商为贵研铂业定增引入中国黄金集团等战略投资者，发行价较底价溢价126.65%。
2026-05-26GF Securities acted as lead underwriter for Jinwo Shares' private placement of RMB 720 million, funding bearing ring intelligent manufacturing and forging capacity expansion.广发证券作为主承销商为金沃股份完成7.20亿元定增，募集资金用于轴承套圈智能智造生产基地改扩建和锻件产能提升项目。
2026-06-05GF Securities won a bid for the main underwriting service of Chengdu Xingjin City Construction Investment's private placement corporate bonds, with a winning amount of 3.5 million yuan.广发证券中标成都市兴锦城市建设投资有限责任公司私募公司债券主承销服务采购项目，中标金额350万元。
Strategic cooperation & advisory战略合作与顾问服务
3 · 2024-08-13 → 2026-03-19
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Research cooperation agreements, financial advisory mandates, and continuous supervision agreements.研究合作协议、财务顾问委托及持续督导协议。
2024-08-13GF Securities signed a continuous supervision agreement with Guangdong Juncheng Technology Co., Ltd. (832270) to act as its lead broker on the NEEQ.广发证券与广东骏驰科技股份有限公司(832270)签署持续督导协议，担任其新三板主办券商。
2025-02-06Jiufang Zhitou Holdings and GF Securities sign a research cooperation agreement; GF Securities will collaborate on investment research services.九方智投控股与广发证券签署投研合作协议，双方将在投研领域开展合作。
2026-03-19GF Securities wins RMB 5 million bid as financial advisor for Guangdong Wind Power's energy infrastructure REIT project.广发证券中标广东省风力发电有限公司能源基础设施REIT项目财务顾问，中标金额500万元。
SFISF & carbon tradingSFISF及碳交易
4 · 2024-10-18 → 2025-12-17
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GF Securities participated in the Securities, Fund and Insurance Company Swap Facility and carbon emissions trading.广发证券参与证券基金保险公司互换便利并开展碳排放交易。
2024-10-18GF Securities received a no-objection letter from the China Securities Regulatory Commission (CSRC) to participate in the Securities, Fund and Insurance Company Swap Facility (SFISF).广发证券收到中国证监会复函，获准参与证券、基金、保险公司互换便利（SFISF）。
2024-10-24GF Securities submitted the first batch of pledged assets for the SFISF and completed the corresponding government bond swap, becoming one of the first securities firms to implement the facility.广发证券成功提交用于互换便利的首批质押资产并完成国债换入操作，成为率先落地互换便利业务的券商之一。
2024-12-25GF Securities received a reply from the China Securities Regulatory Commission (CSRC) approving its proprietary business to participate in carbon emissions trading on domestic legal trading venues, aiming to serve the real economy and green transition.广发证券收到中国证监会复函，同意公司自营业务在境内合法交易场所参与碳排放权交易，服务实体经济绿色低碳转型。
2025-12-17GF Securities completed its first carbon quota transaction via挂牌交易 on the Guangzhou Carbon Emissions Exchange, becoming one of the first batch of qualified securities firms to execute a substantive carbon trade.广发证券在广州碳排放权交易所通过挂牌交易完成首笔碳配额交易，成为同批次获得资格券商中率先落地实质性交易的企业之一。
Executive & governance高管与治理
6 · 2024-11-12 → 2026-04-03
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Executive compensation, board meeting approvals, shareholder meeting proposals, and insider trading incident.高管薪酬、董事会会议审批、股东大会提案及内幕交易事件。
2024-11-12GF Securities announced that Wang Yan, spouse of independent director Wang Dashu, engaged in short-swing trading of company shares between September 30 and November 8, 2024, yielding a profit of RMB 1,765, which was returned to the company.广发证券公告，独立董事王大树配偶王艳于2024年9月30日至11月8日期间买卖公司股票构成短线交易，所得收益1765元已全部上交公司。
2025-04-02GF Securities executive compensation totaled 31.7648 million yuan in 2024, ranking first among listed brokerages, down 1.5% from 2023; average employee compensation 651,000 yuan, up 10.7% YoY.广发证券2024年董监高薪酬总额3176.48万元，居上市券商首位，较2023年微降1.5%；员工人均薪酬65.1万元，同比增10.7%。
2025-05-16GF Securities' 2024 annual general meeting approved 12 proposals, including a profit distribution plan with 99.9651% support and a debt financing instrument authorization (up to 10-year tenor, no cap on size).广发证券2024年度股东大会通过12项议案，包括利润分配方案（支持率99.9651%）和债务融资工具授权（期限不超过10年，规模无上限）。
2025-08-01GF Securities established 'Zhihui Entrepreneur Office', a full-lifecycle service system for enterprises covering financing, investment, share management, and research.广发证券成立“智汇·企业家办公室”，构建覆盖企业融资、投资、股份管理、研究等全生命周期的服务体系。
2025-08-15GF Securities held a board meeting to approve the unaudited 2025 interim results and consider interim dividend.广发证券召开董事会会议，审议批准2025年未经审计的中期业绩及中期股息建议。
2026-04-03GF Securities CEO Qin Li's 2025 pre-tax compensation rose to 3.5688 million yuan, an increase of over 70% YoY; core executive pay rose significantly.广发证券总经理秦力2025年税前报酬增至356.88万元，同比涨幅超70%；核心高管薪酬大幅上涨。
M&A alliance & forums并购联盟及论坛
3 · 2024-11-29 → 2025-11-07
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GF Securities co-founded the Guangdong Capital Market M&A Alliance and hosted investment forums.广发证券共同发起广东资本市场并购联盟并举办投资论坛。
2024-11-29GF Securities co-hosted the Guangdong Capital Market M&A Restructuring Alliance founding conference and New Quality M&A Forum in Guangzhou, alongside Guangdong Listed Companies Association and Guangdong Hengjian Investment Holding Co., Ltd.广发证券携手广东上市公司协会、广东恒健投资控股有限公司在广州共同主办广东资本市场并购重组联盟成立大会暨新质并购论坛。
2024-12-09GF Securities co-founded the Guangdong Capital Market M&A Alliance, together with the Guangdong Listed Companies Association and Guangdong Hengjian Holding Company, to promote regional M&A activities.广发证券与广东上市公司协会、广东恒健控股公司等单位共同发起成立“广东资本市场并购重组联盟”。
2025-11-07GF Securities held its 2025 Global Investment Forum 'Wisdom China·Sailing the Future' in Hong Kong, focusing on AI, robotics, new energy, innovative drugs, and new consumption, with ~80 listed companies.广发证券在香港举办2025年全球投资论坛“智见中国·扬帆未来”，聚焦AI、机器人、新能源、创新药及新消费，约80家上市公司参与。
Venture capital funds风险投资基金
2 · 2024-12-10 → 2026-06-12
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GF Xinde established venture capital funds for technology and new energy investments.广发信德设立风险投资基金用于科技和新能源投资。
2024-12-10GF Securities, through its subsidiary GF Xinde Investment Management, established the Zhuhai GF Xinde Dongying Venture Capital Fund Partnership (limited partnership) with a capital of 100 million yuan.广发证券旗下广发信德投资管理有限公司与佛山市东盈投资管理有限公司共同出资1亿元设立珠海广发信德东盈创业投资基金合伙企业。
2026-06-12Guangzhou Xinde Zhicheng Technology Investment Partnership (limited partnership) was established, with GF Securities' subsidiary GF Xinde Investment Management as executive partner, contributed capital 46 million yuan.广州信德智成科技投资合伙企业（有限合伙）成立，广发证券旗下广发信德投资管理有限公司担任执行事务合伙人，出资额4600万元。
Share cancellation & capital reduction股份注销及减资
3 · 2025-01-20 → 2025-02-25
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GF Securities cancelled repurchased A-shares and reduced registered capital.广发证券注销回购A股并减少注册资本。
2025-01-20GF Securities board approved a resolution to change the use of repurchased A-shares from equity incentive to cancellation and reduction of registered capital.广发证券董事会审议通过变更回购A股股份用途的议案，由原计划用于股权激励变更为注销并减少注册资本。
2025-02-13GF Securities announces it will cancel 15.24 million repurchased A-shares (0.2% of total share capital) and reduce registered capital from RMB 7.621 billion to RMB 7.606 billion.广发证券公告将注销回购的1524.22万股A股（占总股本0.2%），注册资本由76.21亿元减少至76.06亿元。
2025-02-25GF Securities completed the cancellation of 15,242,153 repurchased A-shares, reducing registered capital from RMB 7,621,087,664 to RMB 7,605,845,511.广发证券完成注销15,242,153股回购A股股份，注册资本从7,621,087,664元减少至7,605,845,511元。
AI & digital transformation人工智能与数字化转型
5 · 2025-02-12 → 2026-06-09
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GF Securities deployed DeepSeek models, launched AI platforms, and advanced digital transformation.广发证券部署DeepSeek模型，推出AI平台并推进数字化转型。
2025-02-12GF Securities completes local deployment of the DeepSeek model and launches a WeChat mini-program based on DeepSeek to empower investment advisors and customer service.广发证券完成DeepSeek模型本地化部署，并上线基于DeepSeek的微信小程序，赋能投顾和客户服务。
2025-02-20GF Securities launches a DeepSeek customer service module on its institutional client platform 'GF Zhihui', becoming the first broker to integrate DeepSeek into institutional client services.广发证券在机构客户综合服务平台'广发智汇'上线DeepSeek客户服务模块，成为业内首家将DeepSeek融入机构客户业务的券商。
2025-06-09GF Securities signed a new strategic cooperation agreement with Tencent Group to jointly explore AI large-model agent innovation and ecosystem building, deepen IT infrastructure and independent innovation, digital operations, and financial business cooperation.广发证券与腾讯集团签署新一轮战略合作协议，共同探索AI大模型智能体创新和生态共建，深化IT基础设施及自主创新、数字化运营和金融业务合作。
2026-04-15GF Securities announced it is advancing digital transformation centered on AI large models, deploying across organization, computing power, algorithms, data, and scenarios; applications have been implemented in wealth management, investment banking, research, IT R&D, and office domains.广发证券表示正围绕AI大模型推进数智化转型，从组织、算力、算法、数据和场景五方面布局，已在财富管理、投行、投资研究、IT研发、办公等领域落地应用。
2026-06-09GF Securities disclosed its 'Tianji Zhirong' AI platform upgrade, including agent ecosystem, customer activation AI agents, and voice agents, aiming to shift from AI Q&A to function-as-a-service.广发证券披露‘天玑智融’AI平台升级，涵盖智能体生态、客户激活AI智能体、语音智能体，目标从AI问答向‘功能即服务’跃迁。
Fund distribution agreements基金代销协议
6 · 2025-02-12 → 2025-11-03
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GF Securities added as a distributor or sales agent for various fund management companies' products.广发证券被多家基金管理公司新增为旗下产品的代销机构或销售代理人。
2025-02-12GF Securities is added as a distributor for the JPMorgan Global Multi-Asset Allocation Securities Investment Fund (QDII-FOF) RMB share classes.广发证券新增为摩根全球多元配置证券投资基金（QDII-FOF）人民币份额的代销机构。
2025-04-09GF Securities added as a sales agent for Taikang Fund's Beijing Stock Exchange Select 2-Year Fixed-Term Open-End Hybrid Fund (泰康北交所精选两年定开混合基金), with fee discounts.广发证券新增为泰康北交所精选两年定开混合基金的销售机构，并参加费率优惠活动。
2025-04-18GF Securities added as a sales agent for Invesco Great Wall Fund's Jingtai Yili Pure Bond Fund (景顺长城景泰益利纯债债券型基金).广发证券新增为景顺长城景泰益利纯债债券型证券投资基金的销售机构。
2025-04-21GF Securities added as a distributor for Soochow Asset Management's (东吴基金) open-end funds, including subscription, redemption, and regular investment services from April 22.广发证券自4月22日起新增为东吴基金管理有限公司旗下部分开放式基金的代销机构，办理申购、赎回及定投业务。
2025-08-12GF Securities became a sales agent for Zheshang Fund's Zheshang Zhiduoying Bond Fund, with subscription fee discounts.广发证券新增为浙商基金旗下浙商智多盈债券型证券投资基金销售机构，并参加费率优惠活动。
2025-11-03GF Securities was added as a fund distributor for JPMorgan Fund Management (China) Co., Ltd.广发证券被新增为摩根基金管理（中国）有限公司的基金代销机构。
Subsidiary & affiliate operations子公司及关联方运营
4 · 2025-04-09 → 2026-04-04
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Guarantees provided to subsidiaries, subsidiary profit disclosure, and shareholder deposit of shares.为子公司提供担保、子公司利润披露及股东股份存入。
2025-04-09GF Securities provided 4 guarantees to 2 subsidiaries, including GF Financial Holdings BVI Ltd., disclosed on March 28.广发证券3月28日披露4笔对外担保，涉及2家子公司，包括广发金融控股（BVI）有限公司。
2025-08-12A shareholder of PC Partner Group (01263.HK) deposited shares worth 405 million HKD (14.19% stake) into GF Securities Hong Kong.栢能集团（01263.HK）股东将市值4.05亿港元（占比14.19%）的股票存入广发证券香港。
2025-09-01GF Securities discloses 6 external guarantees for 2 subsidiaries, including GF Financial Holdings BVI Ltd.广发证券披露对2家子公司（含GF Financial Holdings BVI Ltd.）的6笔对外担保。
2026-04-04GF Securities' subsidiary E Fund Management reported 2025 net profit of 3.8 billion yuan.广发证券旗下易方达基金2025年净利润38亿元。
Technology & blockchain initiatives科技与区块链举措
3 · 2025-08-21 → 2026-02-27
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Blockchain-based bank confirmation, tokenization product placement, and conference system procurement.基于区块链的银行电子回函、代币化产品配售及会议系统采购。
2025-08-21GF Securities (Hong Kong) acted as sole placing agent and blockchain agent for HashKey Chain's first Hong Kong corporate note tokenization product: a 40 million USD senior unsecured fixed-rate note guaranteed by Shandong Hi-Speed Holdings (A- by Fitch).广发证券（香港）担任HashKey Chain首个香港企业票据代币化产品的独家配售与区块链代理，该产品为4000万美元高级无抵押固息票据，由山高控股集团担保（惠誉A-）。
2026-01-13GF Securities received the first bank electronic letter of confirmation from Agricultural Bank of China, embedding the online dispatch and collection process into actual business projects via the blockchain-based platform built by the Securities Association of China.广发证券收到来自中国农业银行的首份银行电子函证回函，通过中国证券业协会区块链平台将线上派发与回收流程嵌入实际业务项目。
2026-02-27GF Securities issues supplier solicitation for a conference system construction project at its wealth brokerage operations center in Guangzhou, with a budget of about CNY 500,000.广发证券发布财富经纪业务运营中心会议系统建设项目供应商征集公告，预算约50万元。
H-share placement & convertible bondsH股配售及可转债
5 · 2025-10-31 → 2026-04-29
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GF Securities completed H-share top-up placement and issued H-share convertible bonds to raise capital.广发证券完成H股先旧后新配售并发行H股可转债以筹集资金。
2025-10-31GF Securities board approved a proposal to seek general mandate from shareholders to issue up to 20% of total issued H-share par value, for future H-share placement.广发证券董事会审议通过提请股东大会授予发行H股股份一般性授权，拟发行不超过已发行H股总面值20%的H股。
2026-01-07GF Securities board approved H-share top-up placement of 219 million new H-shares at HKD 18.15 per share, and issuance of HKD 2.15 billion zero-coupon convertible bonds, total proceeds ~HKD 6.1 billion, all to be used for capital injection into overseas subsidiaries.广发证券董事会批准按每股18.15港元配售2.19亿股新H股，并发行21.5亿港元零息可转债，合计募资约61亿港元，全部用于向境外子公司增资。
2026-01-14GF Securities completed the H-share placement of 219 million new H-shares on January 14, increasing total shares from 7.606 billion to 7.825 billion; Jilin Aodong's stake was passively diluted from 20.11% to 19.55%.广发证券于1月14日完成2.19亿股H股配售，总股本由76.06亿股增至78.25亿股；吉林敖东持股比例由20.11%被动稀释至19.55%。
2026-03-09GF Securities completes H-share placement of 219 million new H-shares at HKD 18.15 per share, raising ~HKD 3.975 billion, and issues HKD 2.15 billion in H-share convertible bonds, total ~HKD 6.1 billion.广发证券完成2.19亿股新H股配售，配售价18.15港元/股，募集约39.75亿港元，并发行21.5亿港元H股可转债，合计融资约61亿港元。
2026-04-29GF Securities completed two capital actions in January 2026: (1) placed 219 million new H-shares at HKD 18.15 each, net proceeds ~3.959 billion HKD; (2) issued HKD 2.15 billion H-share convertible bonds, initial conversion price HKD 19.82, net proceeds ~2.154 billion HKD. Total net proceeds ~6.113 billion HKD to be used for overseas subsidiary capital increase to support international business.广发证券于2026年1月完成两项资本运作：按每股18.15港元配售2.19亿股H股，募资净额约39.59亿港元；发行21.5亿港元H股可转债，初始转股价19.82港元，募资净额约21.54亿港元。合计约61.13亿港元，用于向境外子公司增资支持国际业务。
Charity & social responsibility慈善与社会责任
2 · 2025-11-29 → 2025-12-20
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Donations to disaster relief funds and charity campaigns for sports facilities and equipment.向赈灾基金捐款以及为体育设施和器材开展的慈善活动。
2025-11-29GF Securities and GF Securities (Hong Kong) donated HKD 5 million to the Hong Kong government's 'Tai Po Wang Fuk Court Relief Fund' for fire victims.广发证券联合广发证券（香港）向香港特区政府“大埔宏福苑援助基金”捐款500万港元，用于火灾受灾居民救助。
2025-12-20GF Securities' social welfare foundation and the Guangdong Sports Foundation launched the 'Love Playground' charity campaign in Guangning County, building a standard plastic track and field and donating sports equipment, benefiting over 1,500 students.广发证券社会公益基金会与广东省体育基金会在广宁县启动“爱心操场”公益行动，建设标准化塑胶运动场并捐赠体育器材，惠及超1500名学生。
Regulatory & tax compliance监管与税务合规
1 · 2026-02-26
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Supplier solicitation for OECD Pillar Two tax advisory services.为OECD支柱二税务咨询服务进行的供应商征集。
2026-02-26GF Securities issues supplier solicitation for 'Pillar Two' tax advisory services under OECD global minimum tax rules.广发证券发布OECD全球最低税规则'支柱二'税务咨询服务采购供应商征集公告。
Business transformation & internationalization业务转型与国际化
3 · 2026-04-01 → 2026-06-24
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Wealth management transformation, internationalization strategy, and cross-border synergy comments.财富管理转型、国际化战略及跨境协同评论。
2026-04-01GF Securities Chairman Lin Chuanhui stated the firm will deepen domestic-international integration, promote the 'One GF' model, and has landed multiple Hong Kong Stock Exchange benchmark projects to assist Chinese enterprises' overseas expansion.广发证券董事长林传辉表示，公司将深化境内外一体化布局，推进“一个广发”经营模式，已落地多个港股标杆项目，助力中国企业出海。
2026-06-22GF Securities disclosed in investor relations record that it deepens wealth management transformation to solution-oriented, asset-allocation, buyer-advisory model, and embraces AI technology.广发证券在投资者关系活动记录中披露，深化财富管理转型至解决方案化、资产配置化、买方投顾化，并拥抱AI技术。
2026-06-24GF Securities stated in investor relations that internationalization is key, focusing on cross-border synergy, strengthening Hong Kong platform, and expanding into emerging markets with asset-light models.广发证券在投资者关系活动中表示国际化是关键，聚焦跨境协同、做强香港平台、以轻资产模式拓展新兴市场。
